Тематический хаб · 1 опубликованных обзоров

Regulatory Benchmarks

Regulatory Benchmarks research topics and source records from VolSurface Desk. Comprehensive 2026 empirical benchmark covering 72 institutions and 48 competent authorities tracked by VolSurface Desk, detailing 6D compliance scores, contracting legal entities, and direct register verification.

Ключевые выводы исследования — Regulatory Benchmarks

VolSurface Desk tracks 72 institutions and 48 supervisory authorities across Listed Options, Futures & Volatility Derivatives Venues, with sampled constituents averaging 4.52/10 on the 6D Compliance Index.
Top-ranked benchmark constituents (led by SCDEX at 9.3/10) maintain verifiable primary filings and clean enforcement records.
The 6D Quantitative Model weights Licence Standing (30%) and Risk Telemetry (25%) at 55% combined, applying immediate hard caps whenever an official regulator warning is recorded.
Counterparties must verify the exact contracting subsidiary and approved domain rather than relying solely on group-level brand recognition.
All 72 institutional profiles are cross-linked to primary regulator lookup portals, CC-BY-4.0 open datasets, and real-time REST/MCP verification endpoints.

Аналитические обзоры в кластере — Regulatory Benchmarks (1)

2026-11-05Dr. Alistair Finch, CQF, FRM

Listed Options, Futures & Volatility Derivatives Venues 2026 Licensing Benchmark: 6D Prudential Scorecard Across 72 Audited Entities

Comprehensive 2026 empirical benchmark covering 72 institutions and 48 competent authorities tracked by VolSurface Desk, detailing 6D compliance scores, contracting legal entities, and direct register verification.

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Досье регулируемых брокеров и институтов

Количественные рейтинги →Все брокеры →

OANDA →

6 лицензий

Saxo →

8 лицензий

Straits Financial Group →

3 лицензий

StoneX One →

5 лицензий

AvaTrade →

8 лицензий

Inter Pan →

2 лицензий

Профильные органы финансового надзора

Все регуляторы →

Taipei Exchange (TPEx) — Taipei Exchange (TPEx)U.S. Securities and Exchange Commission — U.S. Securities and Exchange Commission Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) — Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI)Jakarta Futures Exchange (JFX) — Jakarta Futures Exchange (JFX)AMF — Autorité des marchés financiers AMF — The Autorité des marchés financiers

Black–Scholes option calculator →

European option price and Greeks (delta, gamma, vega, theta, rho) with dividend yield.

Implied volatility calculator →

Back out the volatility implied by an option’s market price.

Futures fair value & basis calculator →

Cost-of-carry fair value, basis and the repo rate implied by a futures price.

Часто задаваемые вопросы (FAQ) — Regulatory Benchmarks

How many regulated institutions does VolSurface Desk audit in its 2026 Listed Options, Futures & Volatility Derivatives Venues benchmark?

VolSurface Desk currently audits 72 English-verified financial institutions across 48 competent supervisory authorities within its Listed Options, Futures & Volatility Derivatives Venues coverage slice.

How is the 6D Compliance Score calculated on VolSurface Desk?

The 6D model combines Licence Standing (30%), Risk Telemetry (25%), Institutional Scale (15%), Industry Footprint (15%), and Execution & User Signals (15%) on a 0.0–10.0 scale, as documented at /methodology.

Why can two clients of the same financial brand receive different regulatory protections?

Global brokerage and exchange groups frequently operate multiple legal subsidiaries across Tier-1 onshore regimes and offshore jurisdictions. Investor compensation, leverage limits, and client-money segregation depend strictly on the specific legal entity named in your onboarding contract.

Where can I verify an institution's licence number directly against official government records?

Every institution dossier and regulator profile on VolSurface Desk links directly to the issuing authority's official public register (such as FCA FRN Register, SEC EDGAR, FINRA BrokerCheck, NFA BASIC, MAS FID, or FinCEN MSB Search).

Can AI agents and compliance scripts query VolSurface Desk's benchmark data programmatically?

Yes. VolSurface Desk provides public REST endpoints (/api/v1/verify/license, /api/v1/verify/domain, /api/v1/brokers/{slug}), an OpenAPI 3.1 specification (/.well-known/openapi.json), and a JSON-RPC 2.0 MCP server (/api/mcp).

Смежные тематические кластеры (VolSurface Desk)

0DTE Gamma & Volatility Surface (31) →VIX Term Structure & Skew (31) →Second-Order Greeks & Hedging (30) →OCC Margin & Dispersion Desk (29) →Market Insights (14) →Volatility and Options (3) →Regulatory Compliance (1) →Compliance Forensics (1) →Solvency and Protection (1) →Options Greeks, Volatility Surfaces & Quantitative Dispersion (1) →Volatility Surface & Derivatives Desk (1) →Volatility Surface & Dealer Flow Mechanics (1) →