30-Jurisdiction Statutory Audit • Australia (AU)
Is UPbit Regulated in Australia? (ASIC Compliance Audit)
Deterministic regulatory audit of UPbit (UPbit) against Australia's national supervisor (Australian Securities and Investments Commission), statutory investor compensation limits, and retail margin rules.
Coverage: Australia (AU) • Supervisor: ASIC (Tier-1 Onshore)
- Local ASIC Filings
- 0
- Total Global Licences
- 1
- 6D Overall Score
- 5.6
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to UPbit Main DossierAustralia (ASIC) Statutory Compliance Matrix for UPbit
Side-by-side comparison of Australia's statutory requirements against UPbit's recorded filings.
| Statutory Dimension | Australia (ASIC) Mandate | UPbit Recorded Standing |
|---|---|---|
| National Supervisory Authority | Australian Securities and Investments Commission (ASIC) | Cross-Border / Non-ASIC (1 Foreign Filings) |
| Local Certificate Number(s) | Mandatory registration on official ASIC public register | None recorded in Australia |
| Statutory Investor Compensation Cap | CSLR (Financial Advice up to A$150,000; $0 statutory OTC derivative insolvency fund) | Not covered by Australia domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Minor FX & Gold / 2:1 Crypto CFDs (ASIC Corporations CFD Instrument) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | Corporations Act s981B Statutory Client Money Trust Account Reconciliation | Verify daily trust reconciliation & negative balance protection in client agreement |
UPbit — Australia (ASIC) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Australia (ASIC) Comparison
Benchmark UPbit against peer institutions in our futures, options and derivatives providers slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| OANDA | ASICFSANFA | 9.1 | Risk level not supplied | |
| Saxo | FSAAMFFINMA | 7.0 | Risk level not supplied | |
| AvaTrade | FSAFFAJASIC | 6.0 | Risk level not supplied | |
| StoneX One | NFAMASASIC | 5.0 | Risk level not supplied | |
| PLOTIO | CGSEASICSCB | 5.0 | Risk level not supplied |
UPbit in Australia (ASIC): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is UPbit regulated in Australia by ASIC?
Our dataset records 0 local ASIC licences for UPbit in Australia, though UPbit holds 1 active licence(s) in other jurisdictions (MAS). Residents of Australia onboarding via a foreign or offshore subsidiary do NOT receive domestic ASIC supervision or CSLR (Financial Advice up to A$150,000; $0 statutory OTC derivative insolvency fund).
What is the investor compensation limit for Australia residents using UPbit?
Because UPbit does not hold a recorded local ASIC licence in our current snapshot, Australia's domestic statutory compensation scheme (CSLR (Financial Advice up to A$150,000; $0 statutory OTC derivative insolvency fund)) does not cover accounts opened with UPbit's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in Australia (ASIC)?
Australian Securities and Investments Commission (ASIC) enforces the following retail leverage and margin standard in Australia: 30:1 Major FX / 20:1 Minor FX & Gold / 2:1 Crypto CFDs (ASIC Corporations CFD Instrument), alongside client asset protection rules requiring Corporations Act s981B Statutory Client Money Trust Account Reconciliation.
Which regulated alternatives to UPbit hold licences in Australia or comparable tiers?
Comparable institutions in this directory include OANDA (9.1/10, 6 filings), Saxo (7.0/10, 8 filings), AvaTrade (6.0/10, 8 filings), StoneX One (5.0/10, 5 filings), PLOTIO (5.0/10, 3 filings). Use the 1v1 Compare links in the table above to benchmark UPbit against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.