30-Jurisdiction Statutory Audit • United Arab Emirates (AE)
Is TD Amertriade Regulated in United Arab Emirates? (DFSA/ADGM Compliance Audit)
Deterministic regulatory audit of TD Amertriade (TD Amertriade) against United Arab Emirates's national supervisor (Dubai Financial Services Authority / ADGM FSRA / UAE SCA), statutory investor compensation limits, and retail margin rules.
Coverage: United Arab Emirates (AE) • Supervisor: DFSA/ADGM (Tier-2 Onshore)
- Local DFSA/ADGM Filings
- 0
- Total Global Licences
- 1
- 6D Overall Score
- 5.0
- Regime Classification
- Tier-2
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to TD Amertriade Main DossierUnited Arab Emirates (DFSA/ADGM) Statutory Compliance Matrix for TD Amertriade
Side-by-side comparison of United Arab Emirates's statutory requirements against TD Amertriade's recorded filings.
| Statutory Dimension | United Arab Emirates (DFSA/ADGM) Mandate | TD Amertriade Recorded Standing |
|---|---|---|
| National Supervisory Authority | Dubai Financial Services Authority / ADGM FSRA / UAE SCA (DFSA/ADGM) | Cross-Border / Non-DFSA/ADGM (1 Foreign Filings) |
| Local Certificate Number(s) | Mandatory registration on official DFSA/ADGM public register | None recorded in United Arab Emirates |
| Statutory Investor Compensation Cap | No statutory retail CFD compensation fund; relies on Category 3A/4 Client Money Rules | Not covered by United Arab Emirates domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Minor FX (DFSA COB Retail Client Margin Restrictions) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | DFSA Client Assets (CIR) Module Daily Segregated Client Account Reconciliation | Verify daily trust reconciliation & negative balance protection in client agreement |
TD Amertriade — United Arab Emirates (DFSA/ADGM) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for United Arab Emirates (DFSA/ADGM) Comparison
Benchmark TD Amertriade against peer institutions in our futures, options and derivatives providers slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| AvaTrade | FSAFFAJASIC | 6.0 | Risk level not supplied | |
| GTC | DMCCSCA | 1.5 | Risk level not supplied | |
| OANDA | ASICFSANFA | 9.1 | Risk level not supplied | |
| Saxo | FSAAMFFINMA | 7.0 | Risk level not supplied | |
| Straits Financial Group | CFTCMASNFA | 6.0 | Risk level not supplied |
TD Amertriade in United Arab Emirates (DFSA/ADGM): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is TD Amertriade regulated in United Arab Emirates by DFSA/ADGM?
Our dataset records 0 local DFSA/ADGM licences for TD Amertriade in United Arab Emirates, though TD Amertriade holds 1 active licence(s) in other jurisdictions (NFA). Residents of United Arab Emirates onboarding via a foreign or offshore subsidiary do NOT receive domestic DFSA/ADGM supervision or No statutory retail CFD compensation fund; relies on Category 3A/4 Client Money Rules.
What is the investor compensation limit for United Arab Emirates residents using TD Amertriade?
Because TD Amertriade does not hold a recorded local DFSA/ADGM licence in our current snapshot, United Arab Emirates's domestic statutory compensation scheme (No statutory retail CFD compensation fund; relies on Category 3A/4 Client Money Rules) does not cover accounts opened with TD Amertriade's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in United Arab Emirates (DFSA/ADGM)?
Dubai Financial Services Authority / ADGM FSRA / UAE SCA (DFSA/ADGM) enforces the following retail leverage and margin standard in United Arab Emirates: 30:1 Major FX / 20:1 Minor FX (DFSA COB Retail Client Margin Restrictions), alongside client asset protection rules requiring DFSA Client Assets (CIR) Module Daily Segregated Client Account Reconciliation.
Which regulated alternatives to TD Amertriade hold licences in United Arab Emirates or comparable tiers?
Comparable institutions in this directory include AvaTrade (6.0/10, 8 filings), GTC (1.5/10, 2 filings), OANDA (9.1/10, 6 filings), Saxo (7.0/10, 8 filings), Straits Financial Group (6.0/10, 3 filings). Use the 1v1 Compare links in the table above to benchmark TD Amertriade against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.