30-Jurisdiction Statutory Audit • Hong Kong (HK)
Is Straits Financial Group Regulated in Hong Kong? (SFC Compliance Audit)
Deterministic regulatory audit of Straits Financial Group (Straits Financial Group) against Hong Kong's national supervisor (Securities and Futures Commission), statutory investor compensation limits, and retail margin rules.
Coverage: Hong Kong (HK) • Supervisor: SFC (Tier-1 Onshore)
- Local SFC Filings
- 0
- Total Global Licences
- 3
- 6D Overall Score
- 6.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to Straits Financial Group Main DossierHong Kong (SFC) Statutory Compliance Matrix for Straits Financial Group
Side-by-side comparison of Hong Kong's statutory requirements against Straits Financial Group's recorded filings.
| Statutory Dimension | Hong Kong (SFC) Mandate | Straits Financial Group Recorded Standing |
|---|---|---|
| National Supervisory Authority | Securities and Futures Commission (SFC) | Cross-Border / Non-SFC (3 Foreign Filings) |
| Local Certificate Number(s) | Mandatory registration on official SFC public register | None recorded in Hong Kong |
| Statutory Investor Compensation Cap | HK$500,000 ICC (Investor Compensation Company for Type 1/2/8 defaults) | Not covered by Hong Kong domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 20:1 Leveraged Foreign Exchange Trading (SFC Type 3 Guidelines; 5% initial margin) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | SFO Client Money Rules (Cap. 571I) Segregated Hong Kong Authorised Institution Trust | Verify daily trust reconciliation & negative balance protection in client agreement |
Straits Financial Group — Hong Kong (SFC) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Hong Kong (SFC) Comparison
Benchmark Straits Financial Group against peer institutions in our futures, options and derivatives providers slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| PLOTIO | CGSEASICSCB | 5.0 | Risk level not supplied | |
| Sun Long Bullion | CGSE | 7.6 | Risk level not supplied | |
| Bibgold | HKGXSVG FSA | 6.0 | Risk level not supplied | |
| Gold Fun | CGSE | 5.0 | Risk level not supplied | |
| Great Bright | CGSE | 5.0 | Risk level not supplied |
Straits Financial Group in Hong Kong (SFC): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is Straits Financial Group regulated in Hong Kong by SFC?
Our dataset records 0 local SFC licences for Straits Financial Group in Hong Kong, though Straits Financial Group holds 3 active licence(s) in other jurisdictions (CFTC, MAS, NFA). Residents of Hong Kong onboarding via a foreign or offshore subsidiary do NOT receive domestic SFC supervision or HK$500,000 ICC (Investor Compensation Company for Type 1/2/8 defaults).
What is the investor compensation limit for Hong Kong residents using Straits Financial Group?
Because Straits Financial Group does not hold a recorded local SFC licence in our current snapshot, Hong Kong's domestic statutory compensation scheme (HK$500,000 ICC (Investor Compensation Company for Type 1/2/8 defaults)) does not cover accounts opened with Straits Financial Group's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in Hong Kong (SFC)?
Securities and Futures Commission (SFC) enforces the following retail leverage and margin standard in Hong Kong: 20:1 Leveraged Foreign Exchange Trading (SFC Type 3 Guidelines; 5% initial margin), alongside client asset protection rules requiring SFO Client Money Rules (Cap. 571I) Segregated Hong Kong Authorised Institution Trust.
Which regulated alternatives to Straits Financial Group hold licences in Hong Kong or comparable tiers?
Comparable institutions in this directory include PLOTIO (5.0/10, 3 filings), Sun Long Bullion (7.6/10, 1 filings), Bibgold (6.0/10, 2 filings), Gold Fun (5.0/10, 1 filings), Great Bright (5.0/10, 1 filings). Use the 1v1 Compare links in the table above to benchmark Straits Financial Group against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.