StoneX One • Supervisory Authorisation Audit
StoneX One: Regulation, Licence Numbers & Tier Breakdown
Complete primary licence audit for StoneX One (StoneX Financial Inc.), including regulatory certificate numbers, tier classifications, contracting legal entities, and our 3-step official registry verification playbook.
Coverage: Futures, options and derivatives providers
- 6D Overall Score
- 5.0
- Regulated Licences
- 5 / 5
- Tier-1 Filings
- 0
- Warning Exposure
- 0
StoneX One Regulatory Licence & Certificate Registry
Each certificate number links to our cryptographic verification dossier (/verify/license/[num]).
| Supervising Authority | Tier | Certificate Number | Supervisory Status | Contracting Legal Entity | Effective Date | |
|---|---|---|---|---|---|---|
| NFA National Futures Association | unknown | 0501390 | Regulated | StoneX Financial Inc. | 2015 | |
| MAS Monetary Authority of Singapore | unknown | Not supplied | Regulated | StoneX Financial Pte. Ltd. | 2011 | |
| ASIC Australian Securities and Investments Commission | unknown | 345646 | Regulated | City Index Australia Pty Ltd | 2014 | |
| U.S. Securities and Exchange Commission (SEC) U.S. Securities and Exchange Commission (SEC) | unknown | CRD 136795 / SEC 8-68179 | Regulated | StoneX Financial Inc. | 2015 | |
| Financial Conduct Authority Financial Conduct Authority | unknown | 446717 | Regulated | StoneX Financial Ltd | 2010 |
Supervisory Tier Distribution & Prudential Breakdown
Categorisation of recorded authorisations by statutory capital, segregation, and compensation rigor.
0
Major statutory regimes (FCA, ASIC, MAS, SEC/NFA, BaFin, FINMA, JFSA, SFC) with strict daily trust reconciliation and statutory compensation.
0
Recognised regional regulators (CySEC, FMA, FSCA, DFSA) enforcing MiFID II or equivalent prudential reporting and negative balance protection.
0
International business company (IBC) or offshore registrations with flexible leverage schedules and no statutory investor compensation fund.
0
Filings marked exceeded scope, revoked, unauthorised, or suspected clone in the imported supervisory dataset.
3-Step Official Register Verification Playbook
How to independently verify StoneX One's supervisory standing before wiring funds.
Cross-Check Certificate Number
Take each licence number listed for StoneX One and query it directly on the issuing authority's official public register (and via our /verify/license/ oracle) to confirm active standing.
Audit Onboarding Subsidiary
Multi-entity brokerages often market a Tier-1 licence on their homepage while onboarding international clients under an offshore entity. Confirm your client agreement names StoneX Financial Inc..
Verify Approved Website Host
Confirm that the website domain you use to log in (stonex.co) matches the approved domain recorded on the regulator's register entry.
StoneX One — Regulation & Licences Architecture Exhibit
Deterministic vector diagram generated from supervisory filings and 6D telemetry.
StoneX One Regulation & Licences: Frequently Asked Questions
Four intent-specific due diligence questions answered from primary dataset records.
Which financial regulators authorise and supervise StoneX One?
StoneX One (StoneX Financial Inc.) holds 5 recorded supervisory filing(s) in our dataset across NFA, MAS, ASIC, U.S. Securities and Exchange Commission (SEC), Financial Conduct Authority. Of these, 5 carry an active "Regulated" status and 0 are classified under Tier-1 statutory supervisors.
What are StoneX One's official regulatory licence numbers?
Recorded certificate numbers for StoneX One include: NFA #0501390 (Regulated); MAS #Not supplied (Regulated); ASIC #345646 (Regulated); U.S. Securities and Exchange Commission (SEC) #CRD 136795 / SEC 8-68179 (Regulated); Financial Conduct Authority #446717 (Regulated). Click any certificate number in the table above to open its SHA-256 verification dossier.
Does StoneX One hold Tier-1 onshore regulatory authorisation?
No active Tier-1 regulated filing is recorded for StoneX One in our current snapshot (5 total filings across NFA, MAS, ASIC, U.S. Securities and Exchange Commission (SEC), Financial Conduct Authority).
How do I verify StoneX One's contracting legal entity before funding an account?
Follow our 3-step verification protocol: (1) locate the exact corporate name in your client agreement and compare it against "StoneX Financial Inc."; (2) click the certificate number link in our licence table to verify the registration string; and (3) confirm on the regulator's own domain that stonex.co is the authorised web portal.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.