Saxo • Supervisory Authorisation Audit
Saxo: Regulation, Licence Numbers & Tier Breakdown
Complete primary licence audit for Saxo (Saxo Bank A/S), including regulatory certificate numbers, tier classifications, contracting legal entities, and our 3-step official registry verification playbook.
Coverage: Futures, options and derivatives providers
- 6D Overall Score
- 7.0
- Regulated Licences
- 8 / 8
- Tier-1 Filings
- 0
- Warning Exposure
- 0
Saxo Regulatory Licence & Certificate Registry
Each certificate number links to our cryptographic verification dossier (/verify/license/[num]).
| Supervising Authority | Tier | Certificate Number | Supervisory Status | Contracting Legal Entity | Effective Date | |
|---|---|---|---|---|---|---|
| FSA Financial Services Agency | unknown | Kanto Local Finance Bureau (FIBO) No. 239 | Regulated | Saxo Bank Securities Ltd. | 2007-09-30 | |
| AMF Autorité des marchés financiers | unknown | 71081 | Regulated | Saxo bank A/S | — | |
| FINMA Swiss Financial Market Supervisory Authority | unknown | Not supplied | Regulated | SAXO BANK (SCHWEIZ) AG | — | |
| MAS Monetary Authority of Singapore | unknown | Not supplied | Regulated | SAXO CAPITAL MARKETS PTE. LTD. | — | |
| ASIC Australian Securities and Investments Commission | unknown | 280372 | Regulated | SAXO CAPITAL MARKETS (AUSTRALIA) LIMITED | 2004-12-07 | |
| Danish Financial Supervisory Authority (Finanstilsynet) Danish Financial Supervisory Authority (Finanstilsynet) | unknown | Not supplied | Regulated | Saxo Bank A/S | 2001-06-27 | |
| CONSOB Commissione Nazionale per le Società e la Borsa | unknown | 296 | Regulated | BG SAXO SIM SPA | 2018-12-28 | |
| Financial Conduct Authority Financial Conduct Authority | unknown | 551422 | Regulated | Saxo Capital Markets UK Limited | 2011-10-05 |
Supervisory Tier Distribution & Prudential Breakdown
Categorisation of recorded authorisations by statutory capital, segregation, and compensation rigor.
0
Major statutory regimes (FCA, ASIC, MAS, SEC/NFA, BaFin, FINMA, JFSA, SFC) with strict daily trust reconciliation and statutory compensation.
0
Recognised regional regulators (CySEC, FMA, FSCA, DFSA) enforcing MiFID II or equivalent prudential reporting and negative balance protection.
0
International business company (IBC) or offshore registrations with flexible leverage schedules and no statutory investor compensation fund.
0
Filings marked exceeded scope, revoked, unauthorised, or suspected clone in the imported supervisory dataset.
3-Step Official Register Verification Playbook
How to independently verify Saxo's supervisory standing before wiring funds.
Cross-Check Certificate Number
Take each licence number listed for Saxo and query it directly on the issuing authority's official public register (and via our /verify/license/ oracle) to confirm active standing.
Audit Onboarding Subsidiary
Multi-entity brokerages often market a Tier-1 licence on their homepage while onboarding international clients under an offshore entity. Confirm your client agreement names Saxo Bank A/S.
Verify Approved Website Host
Confirm that the website domain you use to log in (home.saxo) matches the approved domain recorded on the regulator's register entry.
Saxo — Regulation & Licences Architecture Exhibit
Deterministic vector diagram generated from supervisory filings and 6D telemetry.
Saxo Regulation & Licences: Frequently Asked Questions
Four intent-specific due diligence questions answered from primary dataset records.
Which financial regulators authorise and supervise Saxo?
Saxo (Saxo Bank A/S) holds 8 recorded supervisory filing(s) in our dataset across FSA, AMF, FINMA, MAS, ASIC, Danish Financial Supervisory Authority (Finanstilsynet), CONSOB, Financial Conduct Authority. Of these, 8 carry an active "Regulated" status and 0 are classified under Tier-1 statutory supervisors.
What are Saxo's official regulatory licence numbers?
Recorded certificate numbers for Saxo include: FSA #Kanto Local Finance Bureau (FIBO) No. 239 (Regulated); AMF #71081 (Regulated); FINMA #Not supplied (Regulated); MAS #Not supplied (Regulated); ASIC #280372 (Regulated); Danish Financial Supervisory Authority (Finanstilsynet) #Not supplied (Regulated); CONSOB #296 (Regulated); Financial Conduct Authority #551422 (Regulated). Click any certificate number in the table above to open its SHA-256 verification dossier.
Does Saxo hold Tier-1 onshore regulatory authorisation?
No active Tier-1 regulated filing is recorded for Saxo in our current snapshot (8 total filings across FSA, AMF, FINMA, MAS, ASIC, Danish Financial Supervisory Authority (Finanstilsynet), CONSOB, Financial Conduct Authority).
How do I verify Saxo's contracting legal entity before funding an account?
Follow our 3-step verification protocol: (1) locate the exact corporate name in your client agreement and compare it against "Saxo Bank A/S"; (2) click the certificate number link in our licence table to verify the registration string; and (3) confirm on the regulator's own domain that home.saxo is the authorised web portal.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.