30-Jurisdiction Statutory Audit • Canada (CA)
Is Questrade Regulated in Canada? (CIRO Compliance Audit)
Deterministic regulatory audit of Questrade (Questrade, Inc.) against Canada's national supervisor (Canadian Investment Regulatory Organization (formerly IIROC) / FINTRAC), statutory investor compensation limits, and retail margin rules.
Coverage: Canada (CA) • Supervisor: CIRO (Tier-1 Onshore)
- Local CIRO Filings
- 1
- Total Global Licences
- 1
- 6D Overall Score
- 6.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to Questrade Main DossierCanada (CIRO) Statutory Compliance Matrix for Questrade
Side-by-side comparison of Canada's statutory requirements against Questrade's recorded filings.
| Statutory Dimension | Canada (CIRO) Mandate | Questrade Recorded Standing |
|---|---|---|
| National Supervisory Authority | Canadian Investment Regulatory Organization (formerly IIROC) / FINTRAC (CIRO) | 1 Local CIRO Filing(s) |
| Local Certificate Number(s) | Mandatory registration on official CIRO public register | IIROC: Not supplied |
| Statutory Investor Compensation Cap | C$1,000,000 CIPF (Canadian Investor Protection Fund per general account) | Eligible when onboarded directly under Questrade Inc. |
| Retail Leverage & Margin Cap | 20:1–50:1 Dynamic Volatility-Adjusted Margin (CIRO Form 1 Spot Risk Rates) | Bound by statutory CIRO retail margin floors |
| Client Money Segregation Rule | CIRO Dealer Member Rules Segregated Trust & Risk-Adjusted Capital Cushions | Verify daily trust reconciliation & negative balance protection in client agreement |
Questrade — Canada (CIRO) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Canada (CIRO) Comparison
Benchmark Questrade against peer institutions in our futures, options and derivatives providers slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| OANDA | ASICFSANFA | 9.1 | Risk level not supplied | |
| Saxo | FSAAMFFINMA | 7.0 | Risk level not supplied | |
| AvaTrade | FSAFFAJASIC | 6.0 | Risk level not supplied | |
| Straits Financial Group | CFTCMASNFA | 6.0 | Risk level not supplied | |
| StoneX One | NFAMASASIC | 5.0 | Risk level not supplied |
Questrade in Canada (CIRO): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is Questrade regulated in Canada by CIRO?
In our supervisory dataset, Questrade holds 1 active local filing(s) in Canada (IIROC #Not supplied). Clients onboarded under the local Canada subsidiary are governed by CIRO rules, C$1,000,000 CIPF (Canadian Investor Protection Fund per general account), and 20:1–50:1 Dynamic Volatility-Adjusted Margin (CIRO Form 1 Spot Risk Rates).
What is the investor compensation limit for Canada residents using Questrade?
Under Canada's statutory framework (CIRO), eligible retail clients onboarded directly with Questrade's locally authorised entity are subject to: C$1,000,000 CIPF (Canadian Investor Protection Fund per general account). Always verify that your account contract names the Canada-regulated subsidiary (Questrade Inc.).
What retail leverage cap and margin rules apply in Canada (CIRO)?
Canadian Investment Regulatory Organization (formerly IIROC) / FINTRAC (CIRO) enforces the following retail leverage and margin standard in Canada: 20:1–50:1 Dynamic Volatility-Adjusted Margin (CIRO Form 1 Spot Risk Rates), alongside client asset protection rules requiring CIRO Dealer Member Rules Segregated Trust & Risk-Adjusted Capital Cushions.
Which regulated alternatives to Questrade hold licences in Canada or comparable tiers?
Comparable institutions in this directory include OANDA (9.1/10, 6 filings), Saxo (7.0/10, 8 filings), AvaTrade (6.0/10, 8 filings), Straits Financial Group (6.0/10, 3 filings), StoneX One (5.0/10, 5 filings). Use the 1v1 Compare links in the table above to benchmark Questrade against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.
