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30-Jurisdiction Statutory Audit • Canada (CA)

Is Questrade Regulated in Canada? (CIRO Compliance Audit)

Deterministic regulatory audit of Questrade (Questrade, Inc.) against Canada's national supervisor (Canadian Investment Regulatory Organization (formerly IIROC) / FINTRAC), statutory investor compensation limits, and retail margin rules.

Coverage: Canada (CA) • Supervisor: CIRO (Tier-1 Onshore)

Local CIRO Filings
1
Total Global Licences
1
6D Overall Score
6.0
Regime Classification
Tier-1

Canada (CIRO) Statutory Compliance Matrix for Questrade

Side-by-side comparison of Canada's statutory requirements against Questrade's recorded filings.

Statutory DimensionCanada (CIRO) MandateQuestrade Recorded Standing
National Supervisory AuthorityCanadian Investment Regulatory Organization (formerly IIROC) / FINTRAC (CIRO)1 Local CIRO Filing(s)
Local Certificate Number(s)Mandatory registration on official CIRO public register
IIROC: Not supplied
Statutory Investor Compensation CapC$1,000,000 CIPF (Canadian Investor Protection Fund per general account)Eligible when onboarded directly under Questrade Inc.
Retail Leverage & Margin Cap20:1–50:1 Dynamic Volatility-Adjusted Margin (CIRO Form 1 Spot Risk Rates)Bound by statutory CIRO retail margin floors
Client Money Segregation RuleCIRO Dealer Member Rules Segregated Trust & Risk-Adjusted Capital CushionsVerify daily trust reconciliation & negative balance protection in client agreement

Questrade — Canada (CIRO) Compliance Exhibit

Deterministic vector diagram of local licensing, investor protection, and leverage constraints.

Questrade — Canada (CIRO) Regulatory Compliance Matrix
Exhibit: Questrade compliance posture in Canada (CIRO).

Top 5 Regulated Peers for Canada (CIRO) Comparison

Benchmark Questrade against peer institutions in our futures, options and derivatives providers slice.

InstitutionRecorded Licences6D ScoreRisk Classification
OANDA
ASICFSANFA
9.1Risk level not supplied
Saxo
FSAAMFFINMA
7.0Risk level not supplied
AvaTrade
FSAFFAJASIC
6.0Risk level not supplied
Straits Financial Group
CFTCMASNFA
6.0Risk level not supplied
StoneX One
NFAMASASIC
5.0Risk level not supplied

Questrade in Canada (CIRO): Frequently Asked Questions

Statutory licensing, compensation cap, and leverage answers.

Is Questrade regulated in Canada by CIRO?

In our supervisory dataset, Questrade holds 1 active local filing(s) in Canada (IIROC #Not supplied). Clients onboarded under the local Canada subsidiary are governed by CIRO rules, C$1,000,000 CIPF (Canadian Investor Protection Fund per general account), and 20:1–50:1 Dynamic Volatility-Adjusted Margin (CIRO Form 1 Spot Risk Rates).

What is the investor compensation limit for Canada residents using Questrade?

Under Canada's statutory framework (CIRO), eligible retail clients onboarded directly with Questrade's locally authorised entity are subject to: C$1,000,000 CIPF (Canadian Investor Protection Fund per general account). Always verify that your account contract names the Canada-regulated subsidiary (Questrade Inc.).

What retail leverage cap and margin rules apply in Canada (CIRO)?

Canadian Investment Regulatory Organization (formerly IIROC) / FINTRAC (CIRO) enforces the following retail leverage and margin standard in Canada: 20:1–50:1 Dynamic Volatility-Adjusted Margin (CIRO Form 1 Spot Risk Rates), alongside client asset protection rules requiring CIRO Dealer Member Rules Segregated Trust & Risk-Adjusted Capital Cushions.

Which regulated alternatives to Questrade hold licences in Canada or comparable tiers?

Comparable institutions in this directory include OANDA (9.1/10, 6 filings), Saxo (7.0/10, 8 filings), AvaTrade (6.0/10, 8 filings), Straits Financial Group (6.0/10, 3 filings), StoneX One (5.0/10, 5 filings). Use the 1v1 Compare links in the table above to benchmark Questrade against each peer.

Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.

Is Questrade Regulated in Canada (CIRO)? 2026 Compliance Audit | VolSurface Desk