30-Jurisdiction Statutory Audit • Hong Kong (HK)
Is PhillipCapital Regulated in Hong Kong? (SFC Compliance Audit)
Deterministic regulatory audit of PhillipCapital (Phillip Capital Inc.) against Hong Kong's national supervisor (Securities and Futures Commission), statutory investor compensation limits, and retail margin rules.
Coverage: Hong Kong (HK) • Supervisor: SFC (Tier-1 Onshore)
- Local SFC Filings
- 0
- Total Global Licences
- 0
- 6D Overall Score
- 1.5
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to PhillipCapital Main DossierHong Kong (SFC) Statutory Compliance Matrix for PhillipCapital
Side-by-side comparison of Hong Kong's statutory requirements against PhillipCapital's recorded filings.
| Statutory Dimension | Hong Kong (SFC) Mandate | PhillipCapital Recorded Standing |
|---|---|---|
| National Supervisory Authority | Securities and Futures Commission (SFC) | No Active Licence Recorded |
| Local Certificate Number(s) | Mandatory registration on official SFC public register | None recorded in Hong Kong |
| Statutory Investor Compensation Cap | HK$500,000 ICC (Investor Compensation Company for Type 1/2/8 defaults) | Not covered by Hong Kong domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 20:1 Leveraged Foreign Exchange Trading (SFC Type 3 Guidelines; 5% initial margin) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | SFO Client Money Rules (Cap. 571I) Segregated Hong Kong Authorised Institution Trust | Verify daily trust reconciliation & negative balance protection in client agreement |
PhillipCapital — Hong Kong (SFC) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Hong Kong (SFC) Comparison
Benchmark PhillipCapital against peer institutions in our futures, options and derivatives providers slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| PLOTIO | CGSEASICSCB | 5.0 | Risk level not supplied | |
| Sun Long Bullion | CGSE | 7.6 | Risk level not supplied | |
| Bibgold | HKGXSVG FSA | 6.0 | Risk level not supplied | |
| Gold Fun | CGSE | 5.0 | Risk level not supplied | |
| Great Bright | CGSE | 5.0 | Risk level not supplied |
PhillipCapital in Hong Kong (SFC): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is PhillipCapital regulated in Hong Kong by SFC?
Our dataset currently holds 0 local SFC licences and 0 active foreign regulated licences for PhillipCapital. Residents of Hong Kong should verify primary authorisation directly on the SFC public register before transacting.
What is the investor compensation limit for Hong Kong residents using PhillipCapital?
Because PhillipCapital does not hold a recorded local SFC licence in our current snapshot, Hong Kong's domestic statutory compensation scheme (HK$500,000 ICC (Investor Compensation Company for Type 1/2/8 defaults)) does not cover accounts opened with PhillipCapital's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in Hong Kong (SFC)?
Securities and Futures Commission (SFC) enforces the following retail leverage and margin standard in Hong Kong: 20:1 Leveraged Foreign Exchange Trading (SFC Type 3 Guidelines; 5% initial margin), alongside client asset protection rules requiring SFO Client Money Rules (Cap. 571I) Segregated Hong Kong Authorised Institution Trust.
Which regulated alternatives to PhillipCapital hold licences in Hong Kong or comparable tiers?
Comparable institutions in this directory include PLOTIO (5.0/10, 3 filings), Sun Long Bullion (7.6/10, 1 filings), Bibgold (6.0/10, 2 filings), Gold Fun (5.0/10, 1 filings), Great Bright (5.0/10, 1 filings). Use the 1v1 Compare links in the table above to benchmark PhillipCapital against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.