30-Jurisdiction Statutory Audit • Hong Kong (HK)
Is KAB Regulated in Hong Kong? (SFC Compliance Audit)
Deterministic regulatory audit of KAB (KAB STRATEGY LIMITED) against Hong Kong's national supervisor (Securities and Futures Commission), statutory investor compensation limits, and retail margin rules.
Coverage: Hong Kong (HK) • Supervisor: SFC (Tier-1 Onshore)
- Local SFC Filings
- 1
- Total Global Licences
- 1
- 6D Overall Score
- 2.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to KAB Main DossierHong Kong (SFC) Statutory Compliance Matrix for KAB
Side-by-side comparison of Hong Kong's statutory requirements against KAB's recorded filings.
| Statutory Dimension | Hong Kong (SFC) Mandate | KAB Recorded Standing |
|---|---|---|
| National Supervisory Authority | Securities and Futures Commission (SFC) | 1 Local SFC Filing(s) |
| Local Certificate Number(s) | Mandatory registration on official SFC public register | |
| Statutory Investor Compensation Cap | HK$500,000 ICC (Investor Compensation Company for Type 1/2/8 defaults) | Eligible when onboarded directly under San Jia Gold & Silver Co., Ltd. |
| Retail Leverage & Margin Cap | 20:1 Leveraged Foreign Exchange Trading (SFC Type 3 Guidelines; 5% initial margin) | Bound by statutory SFC retail margin floors |
| Client Money Segregation Rule | SFO Client Money Rules (Cap. 571I) Segregated Hong Kong Authorised Institution Trust | Verify daily trust reconciliation & negative balance protection in client agreement |
KAB — Hong Kong (SFC) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Hong Kong (SFC) Comparison
Benchmark KAB against peer institutions in our futures, options and derivatives providers slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| PLOTIO | CGSEASICSCB | 5.0 | Risk level not supplied | |
| Sun Long Bullion | CGSE | 7.6 | Risk level not supplied | |
| Bibgold | HKGXSVG FSA | 6.0 | Risk level not supplied | |
| Gold Fun | CGSE | 5.0 | Risk level not supplied | |
| Great Bright | CGSE | 5.0 | Risk level not supplied |
KAB in Hong Kong (SFC): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is KAB regulated in Hong Kong by SFC?
In our supervisory dataset, KAB holds 1 active local filing(s) in Hong Kong (CGSE #009). Clients onboarded under the local Hong Kong subsidiary are governed by SFC rules, HK$500,000 ICC (Investor Compensation Company for Type 1/2/8 defaults), and 20:1 Leveraged Foreign Exchange Trading (SFC Type 3 Guidelines; 5% initial margin).
What is the investor compensation limit for Hong Kong residents using KAB?
Under Hong Kong's statutory framework (SFC), eligible retail clients onboarded directly with KAB's locally authorised entity are subject to: HK$500,000 ICC (Investor Compensation Company for Type 1/2/8 defaults). Always verify that your account contract names the Hong Kong-regulated subsidiary (San Jia Gold & Silver Co., Ltd.).
What retail leverage cap and margin rules apply in Hong Kong (SFC)?
Securities and Futures Commission (SFC) enforces the following retail leverage and margin standard in Hong Kong: 20:1 Leveraged Foreign Exchange Trading (SFC Type 3 Guidelines; 5% initial margin), alongside client asset protection rules requiring SFO Client Money Rules (Cap. 571I) Segregated Hong Kong Authorised Institution Trust.
Which regulated alternatives to KAB hold licences in Hong Kong or comparable tiers?
Comparable institutions in this directory include PLOTIO (5.0/10, 3 filings), Sun Long Bullion (7.6/10, 1 filings), Bibgold (6.0/10, 2 filings), Gold Fun (5.0/10, 1 filings), Great Bright (5.0/10, 1 filings). Use the 1v1 Compare links in the table above to benchmark KAB against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.