30-Jurisdiction Statutory Audit • United Arab Emirates (AE)
Is HTX Regulated in United Arab Emirates? (DFSA/ADGM Compliance Audit)
Deterministic regulatory audit of HTX (HTX) against United Arab Emirates's national supervisor (Dubai Financial Services Authority / ADGM FSRA / UAE SCA), statutory investor compensation limits, and retail margin rules.
Coverage: United Arab Emirates (AE) • Supervisor: DFSA/ADGM (Tier-2 Onshore)
- Local DFSA/ADGM Filings
- 1
- Total Global Licences
- 3
- 6D Overall Score
- 6.0
- Regime Classification
- Tier-2
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to HTX Main DossierUnited Arab Emirates (DFSA/ADGM) Statutory Compliance Matrix for HTX
Side-by-side comparison of United Arab Emirates's statutory requirements against HTX's recorded filings.
| Statutory Dimension | United Arab Emirates (DFSA/ADGM) Mandate | HTX Recorded Standing |
|---|---|---|
| National Supervisory Authority | Dubai Financial Services Authority / ADGM FSRA / UAE SCA (DFSA/ADGM) | 1 Local DFSA/ADGM Filing(s) |
| Local Certificate Number(s) | Mandatory registration on official DFSA/ADGM public register | VARA: Not supplied |
| Statutory Investor Compensation Cap | No statutory retail CFD compensation fund; relies on Category 3A/4 Client Money Rules | Eligible when onboarded directly under HTX |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Minor FX (DFSA COB Retail Client Margin Restrictions) | Bound by statutory DFSA/ADGM retail margin floors |
| Client Money Segregation Rule | DFSA Client Assets (CIR) Module Daily Segregated Client Account Reconciliation | Verify daily trust reconciliation & negative balance protection in client agreement |
HTX — United Arab Emirates (DFSA/ADGM) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for United Arab Emirates (DFSA/ADGM) Comparison
Benchmark HTX against peer institutions in our futures, options and derivatives providers slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| AvaTrade | FSAFFAJASIC | 6.0 | Risk level not supplied | |
| GTC | DMCCSCA | 1.5 | Risk level not supplied | |
| OANDA | ASICFSANFA | 9.1 | Risk level not supplied | |
| Saxo | FSAAMFFINMA | 7.0 | Risk level not supplied | |
| Straits Financial Group | CFTCMASNFA | 6.0 | Risk level not supplied |
HTX in United Arab Emirates (DFSA/ADGM): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is HTX regulated in United Arab Emirates by DFSA/ADGM?
In our supervisory dataset, HTX holds 1 active local filing(s) in United Arab Emirates (VARA #Not supplied). Clients onboarded under the local United Arab Emirates subsidiary are governed by DFSA/ADGM rules, No statutory retail CFD compensation fund; relies on Category 3A/4 Client Money Rules, and 30:1 Major FX / 20:1 Minor FX (DFSA COB Retail Client Margin Restrictions).
What is the investor compensation limit for United Arab Emirates residents using HTX?
Under United Arab Emirates's statutory framework (DFSA/ADGM), eligible retail clients onboarded directly with HTX's locally authorised entity are subject to: No statutory retail CFD compensation fund; relies on Category 3A/4 Client Money Rules. Always verify that your account contract names the United Arab Emirates-regulated subsidiary (HTX).
What retail leverage cap and margin rules apply in United Arab Emirates (DFSA/ADGM)?
Dubai Financial Services Authority / ADGM FSRA / UAE SCA (DFSA/ADGM) enforces the following retail leverage and margin standard in United Arab Emirates: 30:1 Major FX / 20:1 Minor FX (DFSA COB Retail Client Margin Restrictions), alongside client asset protection rules requiring DFSA Client Assets (CIR) Module Daily Segregated Client Account Reconciliation.
Which regulated alternatives to HTX hold licences in United Arab Emirates or comparable tiers?
Comparable institutions in this directory include AvaTrade (6.0/10, 8 filings), GTC (1.5/10, 2 filings), OANDA (9.1/10, 6 filings), Saxo (7.0/10, 8 filings), Straits Financial Group (6.0/10, 3 filings). Use the 1v1 Compare links in the table above to benchmark HTX against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.