30-Jurisdiction Statutory Audit • Spain (ES)
Is Far Eastern Regulated in Spain? (CNMV Compliance Audit)
Deterministic regulatory audit of Far Eastern (Far Eastern Int'l Bank) against Spain's national supervisor (Comisión Nacional del Mercado de Valores), statutory investor compensation limits, and retail margin rules.
Coverage: Spain (ES) • Supervisor: CNMV (Tier-1 Onshore)
- Local CNMV Filings
- 0
- Total Global Licences
- 1
- 6D Overall Score
- 5.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to Far Eastern Main DossierSpain (CNMV) Statutory Compliance Matrix for Far Eastern
Side-by-side comparison of Spain's statutory requirements against Far Eastern's recorded filings.
| Statutory Dimension | Spain (CNMV) Mandate | Far Eastern Recorded Standing |
|---|---|---|
| National Supervisory Authority | Comisión Nacional del Mercado de Valores (CNMV) | Cross-Border / Non-CNMV (1 Foreign Filings) |
| Local Certificate Number(s) | Mandatory registration on official CNMV public register | None recorded in Spain |
| Statutory Investor Compensation Cap | €100,000 FOGAIN (Fondo General de Garantía de Inversiones) | Not covered by Spain domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Minor FX (ESMA MiFID II + CNMV July 2023 Retail CFD Marketing Ban) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | LMV MiFID II Client Money Segregation & Mandatory Close-Out at 50% Margin | Verify daily trust reconciliation & negative balance protection in client agreement |
Far Eastern — Spain (CNMV) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Spain (CNMV) Comparison
Benchmark Far Eastern against peer institutions in our futures, options and derivatives providers slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| Activotrade | CNMV | 5.0 | Risk level not supplied | |
| OANDA | ASICFSANFA | 9.1 | Risk level not supplied | |
| Saxo | FSAAMFFINMA | 7.0 | Risk level not supplied | |
| AvaTrade | FSAFFAJASIC | 6.0 | Risk level not supplied | |
| Straits Financial Group | CFTCMASNFA | 6.0 | Risk level not supplied |
Far Eastern in Spain (CNMV): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is Far Eastern regulated in Spain by CNMV?
Our dataset records 0 local CNMV licences for Far Eastern in Spain, though Far Eastern holds 1 active licence(s) in other jurisdictions (FSB). Residents of Spain onboarding via a foreign or offshore subsidiary do NOT receive domestic CNMV supervision or €100,000 FOGAIN (Fondo General de Garantía de Inversiones).
What is the investor compensation limit for Spain residents using Far Eastern?
Because Far Eastern does not hold a recorded local CNMV licence in our current snapshot, Spain's domestic statutory compensation scheme (€100,000 FOGAIN (Fondo General de Garantía de Inversiones)) does not cover accounts opened with Far Eastern's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in Spain (CNMV)?
Comisión Nacional del Mercado de Valores (CNMV) enforces the following retail leverage and margin standard in Spain: 30:1 Major FX / 20:1 Minor FX (ESMA MiFID II + CNMV July 2023 Retail CFD Marketing Ban), alongside client asset protection rules requiring LMV MiFID II Client Money Segregation & Mandatory Close-Out at 50% Margin.
Which regulated alternatives to Far Eastern hold licences in Spain or comparable tiers?
Comparable institutions in this directory include Activotrade (5.0/10, 1 filings), OANDA (9.1/10, 6 filings), Saxo (7.0/10, 8 filings), AvaTrade (6.0/10, 8 filings), Straits Financial Group (6.0/10, 3 filings). Use the 1v1 Compare links in the table above to benchmark Far Eastern against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.