30-Jurisdiction Statutory Audit • Australia (AU)
Is DIF Regulated in Australia? (ASIC Compliance Audit)
Deterministic regulatory audit of DIF (DIF Broker) against Australia's national supervisor (Australian Securities and Investments Commission), statutory investor compensation limits, and retail margin rules.
Coverage: Australia (AU) • Supervisor: ASIC (Tier-1 Onshore)
- Local ASIC Filings
- 0
- Total Global Licences
- 0
- 6D Overall Score
- 5.0
- Regime Classification
- Tier-1
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← Back to DIF Main DossierAustralia (ASIC) Statutory Compliance Matrix for DIF
Side-by-side comparison of Australia's statutory requirements against DIF's recorded filings.
| Statutory Dimension | Australia (ASIC) Mandate | DIF Recorded Standing |
|---|---|---|
| National Supervisory Authority | Australian Securities and Investments Commission (ASIC) | No Active Licence Recorded |
| Local Certificate Number(s) | Mandatory registration on official ASIC public register | None recorded in Australia |
| Statutory Investor Compensation Cap | CSLR (Financial Advice up to A$150,000; $0 statutory OTC derivative insolvency fund) | Not covered by Australia domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Minor FX & Gold / 2:1 Crypto CFDs (ASIC Corporations CFD Instrument) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | Corporations Act s981B Statutory Client Money Trust Account Reconciliation | Verify daily trust reconciliation & negative balance protection in client agreement |
DIF — Australia (ASIC) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Australia (ASIC) Comparison
Benchmark DIF against peer institutions in our futures, options and derivatives providers slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| OANDA | ASICFSANFA | 9.1 | Risk level not supplied | |
| Saxo | FSAAMFFINMA | 7.0 | Risk level not supplied | |
| AvaTrade | FSAFFAJASIC | 6.0 | Risk level not supplied | |
| StoneX One | NFAMASASIC | 5.0 | Risk level not supplied | |
| PLOTIO | CGSEASICSCB | 5.0 | Risk level not supplied |
DIF in Australia (ASIC): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is DIF regulated in Australia by ASIC?
Our dataset currently holds 0 local ASIC licences and 0 active foreign regulated licences for DIF. Residents of Australia should verify primary authorisation directly on the ASIC public register before transacting.
What is the investor compensation limit for Australia residents using DIF?
Because DIF does not hold a recorded local ASIC licence in our current snapshot, Australia's domestic statutory compensation scheme (CSLR (Financial Advice up to A$150,000; $0 statutory OTC derivative insolvency fund)) does not cover accounts opened with DIF's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in Australia (ASIC)?
Australian Securities and Investments Commission (ASIC) enforces the following retail leverage and margin standard in Australia: 30:1 Major FX / 20:1 Minor FX & Gold / 2:1 Crypto CFDs (ASIC Corporations CFD Instrument), alongside client asset protection rules requiring Corporations Act s981B Statutory Client Money Trust Account Reconciliation.
Which regulated alternatives to DIF hold licences in Australia or comparable tiers?
Comparable institutions in this directory include OANDA (9.1/10, 6 filings), Saxo (7.0/10, 8 filings), AvaTrade (6.0/10, 8 filings), StoneX One (5.0/10, 5 filings), PLOTIO (5.0/10, 3 filings). Use the 1v1 Compare links in the table above to benchmark DIF against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.