30-Jurisdiction Statutory Audit • United States (US)
Is Cannon Trading Regulated in United States? (SEC/NFA Compliance Audit)
Deterministic regulatory audit of Cannon Trading (Cannon Trading Company, Inc.) against United States's national supervisor (U.S. Securities and Exchange Commission / National Futures Association (CFTC)), statutory investor compensation limits, and retail margin rules.
Coverage: United States (US) • Supervisor: SEC/NFA (Tier-1 Onshore)
- Local SEC/NFA Filings
- 1
- Total Global Licences
- 1
- 6D Overall Score
- 5.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to Cannon Trading Main DossierUnited States (SEC/NFA) Statutory Compliance Matrix for Cannon Trading
Side-by-side comparison of United States's statutory requirements against Cannon Trading's recorded filings.
| Statutory Dimension | United States (SEC/NFA) Mandate | Cannon Trading Recorded Standing |
|---|---|---|
| National Supervisory Authority | U.S. Securities and Exchange Commission / National Futures Association (CFTC) (SEC/NFA) | 1 Local SEC/NFA Filing(s) |
| Local Certificate Number(s) | Mandatory registration on official SEC/NFA public register | |
| Statutory Investor Compensation Cap | $500,000 SIPC (Securities up to $250k cash; $0 statutory FX/Futures fund) | Eligible when onboarded directly under CANNON TRADING COMPANY INC |
| Retail Leverage & Margin Cap | 50:1 Major FX / 20:1 Minor FX (NFA Compliance Rule 2-36); 2:1 Reg T Equities | Bound by statutory SEC/NFA retail margin floors |
| Client Money Segregation Rule | CEA Section 4d Segregated Customer Funds & SEC Rule 15c3-3 Customer Protection | Verify daily trust reconciliation & negative balance protection in client agreement |
Cannon Trading — United States (SEC/NFA) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for United States (SEC/NFA) Comparison
Benchmark Cannon Trading against peer institutions in our futures, options and derivatives providers slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| OANDA | ASICFSANFA | 9.1 | Risk level not supplied | |
| Straits Financial Group | CFTCMASNFA | 6.0 | Risk level not supplied | |
| StoneX One | NFAMASASIC | 5.0 | Risk level not supplied | |
| SCDEX | NFAFinCEN | 9.3 | Low risk | |
| ATC Brokers | NFACIMAFinancial Conduct Authority | 6.0 | Risk level not supplied |
Cannon Trading in United States (SEC/NFA): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is Cannon Trading regulated in United States by SEC/NFA?
In our supervisory dataset, Cannon Trading holds 1 active local filing(s) in United States (NFA #0216708). Clients onboarded under the local United States subsidiary are governed by SEC/NFA rules, $500,000 SIPC (Securities up to $250k cash; $0 statutory FX/Futures fund), and 50:1 Major FX / 20:1 Minor FX (NFA Compliance Rule 2-36); 2:1 Reg T Equities.
What is the investor compensation limit for United States residents using Cannon Trading?
Under United States's statutory framework (SEC/NFA), eligible retail clients onboarded directly with Cannon Trading's locally authorised entity are subject to: $500,000 SIPC (Securities up to $250k cash; $0 statutory FX/Futures fund). Always verify that your account contract names the United States-regulated subsidiary (CANNON TRADING COMPANY INC).
What retail leverage cap and margin rules apply in United States (SEC/NFA)?
U.S. Securities and Exchange Commission / National Futures Association (CFTC) (SEC/NFA) enforces the following retail leverage and margin standard in United States: 50:1 Major FX / 20:1 Minor FX (NFA Compliance Rule 2-36); 2:1 Reg T Equities, alongside client asset protection rules requiring CEA Section 4d Segregated Customer Funds & SEC Rule 15c3-3 Customer Protection.
Which regulated alternatives to Cannon Trading hold licences in United States or comparable tiers?
Comparable institutions in this directory include OANDA (9.1/10, 6 filings), Straits Financial Group (6.0/10, 3 filings), StoneX One (5.0/10, 5 filings), SCDEX (9.3/10, 2 filings), ATC Brokers (6.0/10, 3 filings). Use the 1v1 Compare links in the table above to benchmark Cannon Trading against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.