1v1 Institutional Counterparty Comparison
LedgerX vs RJO Futures: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of LedgerX (LedgerX, LLC) and RJO Futures (R.J.O’Brien & Associates, LLC) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Futures, options and derivatives providers
- LedgerX 6D Score
- 5.0
- RJO Futures 6D Score
- 1.5
- Regulated Licences
- 1 vs 0
- Warning Flags
- 0 vs 0
LedgerX outranks RJO Futures by +3.5 pts in composite 6D scoring (5.0 vs 1.5)
On supervisory breadth, LedgerX holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas RJO Futures holds 0 active regulated licence(s) (0 Tier-1) out of 0 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | LedgerX | RJO Futures | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 5.0 | 1.5 | +3.5 | LedgerX |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 5.0 | 1.5 | +3.5 | LedgerX |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 3.0 | 1.0 | +2.0 | LedgerX |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 5.0 | 1.5 | +3.5 | LedgerX |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 5.0 | 1.5 | +3.5 | LedgerX |
Visual Architecture Benchmark: LedgerX vs RJO Futures
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | LedgerX | RJO Futures |
|---|---|---|
| Primary Legal Name | LedgerX, LLC | R.J.O’Brien & Associates, LLC |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 1 regulated / 1 total (0 Tier-1) | 0 regulated / 0 total (0 Tier-1) |
| Recorded Certificate Numbers | CFTC: Not supplied | None on file |
| Registered Domicile / Address | US | 222 South Riverside Plaza, Suite 1200, Chicago, IL, 60606 |
| Offered Asset Classes & Services | Multi-asset financial services | Trading, Futures |
| Execution Software & Terminals | Proprietary / Web Platform | Proprietary / Web Platform |
| Supported Client Languages | English | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare LedgerX and RJO Futures against other regulated peers in our futures, options and derivatives providers slice.
Frequently Asked Questions: LedgerX vs RJO Futures
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: LedgerX or RJO Futures?
LedgerX holds more active regulated filings (1 vs 0). Specifically, LedgerX maintains 1 total recorded filing(s) (CFTC) with 0 warning flag(s), whereas RJO Futures maintains 0 recorded filing(s) (none on file) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between LedgerX and RJO Futures?
In VolSurface Desk's 6-Dimension scoring matrix (0.0–10.0 scale), LedgerX records an Overall Score of 5.0 (Risk & Licensing: 5.0, Brand: 5.0, Market Influence: 5.0, User Reputation: 0.0, Execution & Software: 3.0), compared with RJO Futures at 1.5 Overall (Risk & Licensing: 1.5, Brand: 1.5, Market Influence: 1.5, User Reputation: 0.0, Execution & Software: 1.0).
How do LedgerX and RJO Futures differ in trading platforms and asset classes?
LedgerX lists general financial services with execution software [proprietary/web execution], while RJO Futures lists Trading, Futures with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: LedgerX or RJO Futures?
LedgerX carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while RJO Futures carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.