Institution record
Straits Financial Group
- Source score
- 6.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (futures, options and derivatives providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage U.S. Commodity Futures Trading Commission | 0376609 | Registered | Straits Financial LLC | — | |
In our coverage Monetary Authority of Singapore | CMS100028-1 | Regulated | Straits Financial Services Pte Ltd | — | |
In our coverage National Futures Association | 0425918 | Registered | STRAITS FINANCIAL LLC | — |
Peer source record comparison
Compare imported fields for Straits Financial Group and other records in our futures, options and derivatives providers dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Straits Financial Group (this record) | CFTCMASNFA | 1 / 3 | Risk level not supplied | 6.0 | 0 |
CFTC | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
CFTC | 1 / 1 | Risk level not supplied | 4.0 | 0 | |
CFTC | 1 / 1 | Risk level not supplied | 3.0 | 0 | |
CFTC | 1 / 1 | Risk level not supplied | 3.0 | 0 | |
ASICFSANFA+3 | 6 / 6 | Risk level not supplied | 9.1 | 0 |
Straits Financial Group: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Straits Financial Group's regulatory licence status and supervisory authorisation?
The imported dataset contains 3 licence entries associated with Straits Financial Group (legal entity reference: Straits Financial Group); 1 are labelled "regulated" and 3 are labelled regulated or registered: CFTC (U.S. Commodity Futures Trading Commission) — licence 0376609, status: registered; MAS (Monetary Authority of Singapore) — licence CMS100028-1, status: regulated; NFA (National Futures Association) — licence 0425918, status: registered. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official CFTC, MAS, NFA public register.
Which of Straits Financial Group's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on futures, options and derivatives providers. 3 of Straits Financial Group's 3 licence records fall directly within this jurisdictional mandate: CFTC (licence 0376609, registered, entity: Straits Financial LLC); MAS (licence CMS100028-1, regulated, entity: Straits Financial Services Pte Ltd); NFA (licence 0425918, registered, entity: STRAITS FINANCIAL LLC). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Straits Financial Group's institutional risk classification, enforcement exposure, and score profile?
Straits Financial Group carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.0, risk & licensing: 6.0, brand: 5.0, market influence: 6.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Straits Financial Group's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Straits Financial Group, institutional and retail allocators should: (1) confirm the domain (straitsfinancial.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to CFTC.