Institution record
Saxo
Saxo Bank A/S
- Source score
- 7.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (futures, options and derivatives providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Services Agency | Kanto Local Finance Bureau (FIBO) No. 239 | Regulated | Saxo Bank Securities Ltd. | 2007-09-30 | |
In our coverage Autorité des marchés financiers | 71081 | Regulated | Saxo bank A/S | — | |
In our coverage Swiss Financial Market Supervisory Authority | Not supplied | Regulated | SAXO BANK (SCHWEIZ) AG | — | |
In our coverage Monetary Authority of Singapore | Not supplied | Regulated | SAXO CAPITAL MARKETS PTE. LTD. | — | |
In our coverage Australian Securities and Investments Commission | 280372 | Regulated | SAXO CAPITAL MARKETS (AUSTRALIA) LIMITED | 2004-12-07 | |
Danish Financial Supervisory Authority (Finanstilsynet) | Not supplied | Regulated | Saxo Bank A/S | 2001-06-27 | |
Commissione Nazionale per le Società e la Borsa | 296 | Regulated | BG SAXO SIM SPA | 2018-12-28 | |
Financial Conduct Authority | 551422 | Regulated | Saxo Capital Markets UK Limited | 2011-10-05 |
Peer source record comparison
Compare imported fields for Saxo and other records in our futures, options and derivatives providers dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Saxo (this record) | FSAAMFFINMA+5 | 8 / 8 | Risk level not supplied | 7.0 | 0 |
ASICFSANFA+3 | 6 / 6 | Risk level not supplied | 9.1 | 0 | |
FSAFFAJASIC+5 | 8 / 8 | Risk level not supplied | 6.0 | 0 | |
FSA | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
CFTCMASNFA | 1 / 3 | Risk level not supplied | 6.0 | 0 | |
NFAMASASIC+2 | 5 / 5 | Risk level not supplied | 5.0 | 0 |
Saxo: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Saxo's regulatory licence status and supervisory authorisation?
The imported dataset contains 8 licence entries associated with Saxo (legal entity reference: Saxo Bank A/S); 8 are labelled "regulated" and 8 are labelled regulated or registered: FSA (Financial Services Agency) — licence Kanto Local Finance Bureau (FIBO) No. 239, status: regulated; AMF (Autorité des marchés financiers) — licence 71081, status: regulated; FINMA (Swiss Financial Market Supervisory Authority) — licence Not supplied, status: regulated; MAS (Monetary Authority of Singapore) — licence Not supplied, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 280372, status: regulated; Danish Financial Supervisory Authority (Finanstilsynet) — licence Not supplied, status: regulated; CONSOB (Commissione Nazionale per le Società e la Borsa) — licence 296, status: regulated; Financial Conduct Authority — licence 551422, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official FSA, AMF, FINMA public register.
Which of Saxo's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on futures, options and derivatives providers. 5 of Saxo's 8 licence records fall directly within this jurisdictional mandate: FSA (licence Kanto Local Finance Bureau (FIBO) No. 239, regulated, entity: Saxo Bank Securities Ltd.); AMF (licence 71081, regulated, entity: Saxo bank A/S); FINMA (licence Not supplied, regulated, entity: SAXO BANK (SCHWEIZ) AG); MAS (licence Not supplied, regulated, entity: SAXO CAPITAL MARKETS PTE. LTD.); ASIC (licence 280372, regulated, entity: SAXO CAPITAL MARKETS (AUSTRALIA) LIMITED). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Saxo's institutional risk classification, enforcement exposure, and score profile?
Saxo carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.0, risk & licensing: 8.0, brand: 8.0, market influence: 7.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Saxo's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Saxo (listed execution software: SaxoTraderGO, MT4, MT5), institutional and retail allocators should: (1) confirm the domain (home.saxo/en-gb) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.