Institution record
ATC Brokers
- Source score
- 6.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (futures, options and derivatives providers) are listed first. Check each one on the regulator's own register.
Peer source record comparison
Compare imported fields for ATC Brokers and other records in our futures, options and derivatives providers dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| ATC Brokers (this record) | NFACIMAFinancial Conduct Authority | 2 / 3 | Risk level not supplied | 6.0 | 0 |
ASICFSANFA+3 | 6 / 6 | Risk level not supplied | 9.1 | 0 | |
CFTCMASNFA | 1 / 3 | Risk level not supplied | 6.0 | 0 | |
NFAMASASIC+2 | 5 / 5 | Risk level not supplied | 5.0 | 0 | |
NFAFinCEN | 0 / 2 | Low risk (source classification) | 9.3 | 0 | |
NFAFinancial Conduct Authority (UK FCA) | 0 / 2 | Risk level not supplied | 6.0 | 0 |
ATC Brokers: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is ATC Brokers's regulatory licence status and supervisory authorisation?
The imported dataset contains 3 licence entries associated with ATC Brokers (legal entity reference: ATC Brokers); 2 are labelled "regulated" and 3 are labelled regulated or registered: NFA (National Futures Association) — licence 0358522, status: registered; CIMA (Cayman Islands Monetary Authority) — licence 1448274, status: regulated; Financial Conduct Authority — licence 591361, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official NFA, CIMA, Financial Conduct Authority public register.
Which of ATC Brokers's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on futures, options and derivatives providers. 1 of ATC Brokers's 3 licence records fall directly within this jurisdictional mandate: NFA (licence 0358522, registered, entity: ATC BROKERS). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is ATC Brokers's institutional risk classification, enforcement exposure, and score profile?
ATC Brokers carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.0, risk & licensing: 6.0, brand: 6.0, market influence: 5.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to ATC Brokers's platforms, entity structure, and complaints?
Before allocating capital or executing trades with ATC Brokers (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to NFA.