Institution record
OANDA
OANDA AUSTRALIA PTY LTD
- Source score
- 9.1
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (futures, options and derivatives providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Australian Securities and Investments Commission | 412981 | Regulated | OANDA AUSTRALIA PTY LTD | 2012-03-26 | |
In our coverage Financial Services Agency | Kanto Local Finance Bureau (FIBO) No. 2137 | Regulated | OANDA Japan Inc | 2009-03-02 | |
In our coverage National Futures Association | 0325821 | Regulated | OANDA CORPORATION | 2003-03-14 | |
In our coverage Investment Industry Regulatory Organization of Canada | Not supplied | Regulated | OANDA (Canada) Corporation ULC | — | |
In our coverage Monetary Authority of Singapore | Not supplied | Regulated | OANDA ASIA PACIFIC PTE. LTD. | — | |
Financial Conduct Authority | 542574 | Regulated | OANDA Europe Limited | 2011-05-17 |
Peer source record comparison
Compare imported fields for OANDA and other records in our futures, options and derivatives providers dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| OANDA (this record) | ASICFSANFA+3 | 6 / 6 | Risk level not supplied | 9.1 | 0 |
FSAAMFFINMA+5 | 8 / 8 | Risk level not supplied | 7.0 | 0 | |
FSAFFAJASIC+5 | 8 / 8 | Risk level not supplied | 6.0 | 0 | |
NFAMASASIC+2 | 5 / 5 | Risk level not supplied | 5.0 | 0 | |
CGSEASICSCB | 2 / 3 | Risk level not supplied | 5.0 | 0 | |
ASIC | 1 / 1 | Risk level not supplied | 5.5 | 0 |
OANDA: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is OANDA's regulatory licence status and supervisory authorisation?
The imported dataset contains 6 licence entries associated with OANDA (legal entity reference: OANDA AUSTRALIA PTY LTD); 6 are labelled "regulated" and 6 are labelled regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 412981, status: regulated; FSA (Financial Services Agency) — licence Kanto Local Finance Bureau (FIBO) No. 2137, status: regulated; NFA (National Futures Association) — licence 0325821, status: regulated; IIROC (Investment Industry Regulatory Organization of Canada) — licence Not supplied, status: regulated; MAS (Monetary Authority of Singapore) — licence Not supplied, status: regulated; Financial Conduct Authority — licence 542574, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official ASIC, FSA, NFA public register.
Which of OANDA's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on futures, options and derivatives providers. 5 of OANDA's 6 licence records fall directly within this jurisdictional mandate: ASIC (licence 412981, regulated, entity: OANDA AUSTRALIA PTY LTD); FSA (licence Kanto Local Finance Bureau (FIBO) No. 2137, regulated, entity: OANDA Japan Inc); NFA (licence 0325821, regulated, entity: OANDA CORPORATION); IIROC (licence Not supplied, regulated, entity: OANDA (Canada) Corporation ULC); MAS (licence Not supplied, regulated, entity: OANDA ASIA PACIFIC PTE. LTD.). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is OANDA's institutional risk classification, enforcement exposure, and score profile?
OANDA carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 9.1, risk & licensing: 9.1, brand: 9.3, market influence: 8.9, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to OANDA's platforms, entity structure, and complaints?
Before allocating capital or executing trades with OANDA (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (oanda.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.