Institution record
AvaTrade
AVA Trade EU Ltd.
- Source score
- 6.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (futures, options and derivatives providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Services Agency | Kanto Local Finance Bureau (FIBO) No. 1662 | Regulated | Liquidnet Japan Inc. | 2007-09-30 | |
In our coverage Financial Futures Association of Japan | 1574 | Regulated | AVA TRADE JAPAN K.K. | — | |
In our coverage Australian Securities and Investments Commission | 406684 | Regulated | AVA CAPITAL MARKETS AUSTRALIA PTY LTD | 2011-11-09 | |
Central Bank of Ireland | C53877 | Regulated | AVA Trade EU Limited | 2009-07-09 | |
Polish Financial Supervision Authority | 693023 | Regulated | AVA Trade EU Limited | 2019-03-07 | |
Israel Securities Authority | 514666577 | Regulated | ATRADE LTD | 2016-10-30 | |
Financial Services Regulatory Authority | 190018 | Regulated | Ava Trade Middle East Limited | 2020-02-06 | |
Financial Sector Conduct Authority | 45984 | Regulated | AVA CAPITAL MARKETS (PTY) LTD | 10/11/2015 |
Peer source record comparison
Compare imported fields for AvaTrade and other records in our futures, options and derivatives providers dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| AvaTrade (this record) | FSAFFAJASIC+5 | 8 / 8 | Risk level not supplied | 6.0 | 0 |
ASICFSANFA+3 | 6 / 6 | Risk level not supplied | 9.1 | 0 | |
FSAAMFFINMA+5 | 8 / 8 | Risk level not supplied | 7.0 | 0 | |
FSA | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
FFAJ | 1 / 1 | Risk level not supplied | 1.0 | 0 | |
NFAMASASIC+2 | 5 / 5 | Risk level not supplied | 5.0 | 0 |
AvaTrade: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is AvaTrade's regulatory licence status and supervisory authorisation?
The imported dataset contains 8 licence entries associated with AvaTrade (legal entity reference: AVA Trade EU Ltd.); 8 are labelled "regulated" and 8 are labelled regulated or registered: FSA (Financial Services Agency) — licence Kanto Local Finance Bureau (FIBO) No. 1662, status: regulated; FFAJ (Financial Futures Association of Japan) — licence 1574, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 406684, status: regulated; CBI (Central Bank of Ireland) — licence C53877, status: regulated; KNF (Polish Financial Supervision Authority) — licence 693023, status: regulated; ISA (Israel Securities Authority) — licence 514666577, status: regulated; FSRA (Financial Services Regulatory Authority) — licence 190018, status: regulated; FSCA (Financial Sector Conduct Authority) — licence 45984, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official FSA, FFAJ, ASIC public register.
Which of AvaTrade's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on futures, options and derivatives providers. 3 of AvaTrade's 8 licence records fall directly within this jurisdictional mandate: FSA (licence Kanto Local Finance Bureau (FIBO) No. 1662, regulated, entity: Liquidnet Japan Inc.); FFAJ (licence 1574, regulated, entity: AVA TRADE JAPAN K.K.); ASIC (licence 406684, regulated, entity: AVA CAPITAL MARKETS AUSTRALIA PTY LTD). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is AvaTrade's institutional risk classification, enforcement exposure, and score profile?
AvaTrade carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.0, risk & licensing: 6.0, brand: 6.0, market influence: 6.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to AvaTrade's platforms, entity structure, and complaints?
Before allocating capital or executing trades with AvaTrade (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.