1v1 Institutional Counterparty Comparison
PhillipCapital vs RJO Futures: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of PhillipCapital (Phillip Capital Inc.) and RJO Futures (R.J.O’Brien & Associates, LLC) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Futures, options and derivatives providers
- PhillipCapital 6D Score
- 1.5
- RJO Futures 6D Score
- 1.5
- Regulated Licences
- 0 vs 0
- Warning Flags
- 0 vs 0
PhillipCapital and RJO Futures are statistically tied in composite 6D scoring (1.5 vs 1.5)
On supervisory breadth, PhillipCapital holds 0 active regulated licence(s) (0 Tier-1) out of 0 total filings and 0 warning count(s), whereas RJO Futures holds 0 active regulated licence(s) (0 Tier-1) out of 0 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | PhillipCapital | RJO Futures | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 1.5 | 1.5 | 0.0 | Statistical Tie |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 1.5 | 1.5 | 0.0 | Statistical Tie |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 1.0 | 1.0 | 0.0 | Statistical Tie |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 1.5 | 1.5 | 0.0 | Statistical Tie |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 1.5 | 1.5 | 0.0 | Statistical Tie |
Visual Architecture Benchmark: PhillipCapital vs RJO Futures
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | PhillipCapital | RJO Futures |
|---|---|---|
| Primary Legal Name | Phillip Capital Inc. | R.J.O’Brien & Associates, LLC |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 0 regulated / 0 total (0 Tier-1) | 0 regulated / 0 total (0 Tier-1) |
| Recorded Certificate Numbers | None on file | None on file |
| Registered Domicile / Address | PO Box 2594 Chicago IL 60690 USA | 222 South Riverside Plaza, Suite 1200, Chicago, IL, 60606 |
| Offered Asset Classes & Services | Futures, Forex, Equities, Fixed Income, Bonds, Unit Trusts, Real Estate and Insurance | Trading, Futures |
| Execution Software & Terminals | MT4 | Proprietary / Web Platform |
| Supported Client Languages | English | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare PhillipCapital and RJO Futures against other regulated peers in our futures, options and derivatives providers slice.
Frequently Asked Questions: PhillipCapital vs RJO Futures
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: PhillipCapital or RJO Futures?
Both PhillipCapital and RJO Futures hold 0 regulated licence record(s) in our dataset. Specifically, PhillipCapital maintains 0 total recorded filing(s) (none on file) with 0 warning flag(s), whereas RJO Futures maintains 0 recorded filing(s) (none on file) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between PhillipCapital and RJO Futures?
In VolSurface Desk's 6-Dimension scoring matrix (0.0–10.0 scale), PhillipCapital records an Overall Score of 1.5 (Risk & Licensing: 1.5, Brand: 1.5, Market Influence: 1.5, User Reputation: 0.0, Execution & Software: 1.0), compared with RJO Futures at 1.5 Overall (Risk & Licensing: 1.5, Brand: 1.5, Market Influence: 1.5, User Reputation: 0.0, Execution & Software: 1.0).
How do PhillipCapital and RJO Futures differ in trading platforms and asset classes?
PhillipCapital lists Futures, Forex, Equities, Fixed Income, Bonds, Unit Trusts, Real Estate and Insurance with execution software [MT4], while RJO Futures lists Trading, Futures with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: PhillipCapital or RJO Futures?
PhillipCapital carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while RJO Futures carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.