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VolSurface Desk

Institution directory

Licence records by institution

Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.

Coverage: Futures, options and derivatives providers

Institutions
198
Licences marked regulated
380
Offshore or exceeded scope
42
Clone or revoked flags
21

13 matching institutions

1–13 of 13

InstitutionLicences on recordWarnings
Straits Financial Group
NFARegisteredCFTCRegisteredMASRegulated
0
Robinhood
Robinhood Markets, Inc.
NFARegulatedSIPCRegulatedSECRegulated+6 more
0
OANDA
OANDA AUSTRALIA PTY LTD
NFARegulatedASICRegulatedFCARegulated+3 more
0
Forex
GAIN Global Markets, Inc.
NFARegulatedASICRegulatedFSARegulated+2 more
1
StoneX
StoneX Financial Inc.
NFARegulatedASICRegulatedSECRegulated+2 more
0
ATC Brokers
NFARegisteredFCARegulatedCIMARegulated
0
AMP Global
NFAExceeded scopeCYSECRevoked
0
Kyte
KYTE BROKING LIMITED
NFAExceeded scopeFCAExceeded scope
0
Seventy Brokers
Seventy Investech (Vanuatu) Co., Limited
NFAUnauthorisedVFSCRevoked
0
CANNON
CANNON TRADING COMPANY INC
NFARegulated
0
E TRADE
E TRADE Securities LLC
NFASuspected clone
0
tastyfx
NFARegulated
0
TD Amertriade
NFARegulated
0

Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.

Futures, options and derivatives providers: licence records | VolSurface Desk