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Directory

Institution directory

Licence records by institution

Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.

Coverage: Futures, options and derivatives providers

Institutions
1,390
Licences marked regulated
1,177
Offshore or exceeded scope
114
Clone or revoked flags
70

4 matching institutions

1–4 of 4

InstitutionLicences on recordSource scoreWarnings
Mizuho Securities
Mizuho Securities Co., Ltd
MASRegulatedFSARevokedBaFinRegulated+4 more
4.00
MUFG Bank
MASRegulatedFSARegulatedBoard of Governors of the Federal Reserve System (U.S. Fed)Regulated+4 more
5.00
DBS Bank
DBS Bank Limited
MASRegulatedHong Kong Monetary Authority (HKMA)Regulated
5.00
HSBC
The Hongkong and Shanghai Banking Corporation Limited
SFCRegulatedHong Kong Monetary Authority (HKMA)Regulated
5.00

Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.

Futures, options and derivatives providers: licence records | VolSurface Desk