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VolSurface Desk

Institution directory

Licence records by institution

Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.

Coverage: Futures, options and derivatives providers

Institutions
810
Licences marked regulated
1,249
Offshore or exceeded scope
152
Clone or revoked flags
78

4 matching institutions

1–4 of 4

InstitutionLicences on recordWarnings
Macquarie Bank
Macquarie Group Limited
ASICRegulatedASICRegulatedAPRARegulated
0
Westpac
ASICRegulatedAPRARegulatedRBNZRegulated
0
Commonwealth Bank of Australia
ASICRegulatedAPRARegulated
0
Westpac BANK
ASICRegulatedAPRARegulated
0

Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.