Institution record
XTX Markets
- Source score
- 6.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (futures, options and derivatives providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Financial Conduct Authority | 711945 | Regulated | XTX Markets Limited | 2016-07-04 | |
Financial Conduct Authority | 949967 | Regulated | XTX Markets Trading Limited | 2021-10-19 | |
U.S. Securities and Exchange Commission (SEC) | 8‐70009 | Regulated | XTX MARKETS LLC | 2017-12-13 | |
Financial Industry Regulatory Authority | 289846 | Regulated | XTX MARKETS LLC | 2024-05-21 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing XTX Markets against peer institutions in our futures, options and derivatives providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| XTX Markets (this record) | Financial Conduct AuthorityFinancial Conduct AuthorityU.S. Securities and Exchange Commission (SEC)+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 |
| OANDA | IIROCASICMAS+3 | 6 / 6 | Risk level not supplied | 9.1 | 0 |
| Saxo | MASAMFFSA+5 | 8 / 8 | Risk level not supplied | 7.0 | 0 |
| Plus500 | FSAASICCYSEC+3 | 6 / 6 | Risk level not supplied | 6.0 | 0 |
| Forex | NFAMASASIC+2 | 5 / 5 | Risk level not supplied | 9.3 | 1 |
| Coinbase | BaFinSECAMF+6 | 9 / 9 | Risk level not supplied | 8.5 | 1 |
XTX Markets: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is XTX Markets's regulatory licence status and supervisory authorisation?
In our imported dataset, XTX Markets (legal entity reference: XTX Markets) holds 4 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: Financial Conduct Authority — licence 711945, status: regulated; Financial Conduct Authority — licence 949967, status: regulated; U.S. Securities and Exchange Commission (SEC) — licence 8‐70009, status: regulated; FINRA (Financial Industry Regulatory Authority) — licence 289846, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Financial Conduct Authority, U.S. Securities and Exchange Commission (SEC), FINRA public register.
Which of XTX Markets's jurisdictions and licences fall within this site's regulatory coverage?
XTX Markets is tracked under our futures, options and derivatives providers coverage scope based on its institutional service profile (multi-asset financial services) rather than a domestic focus licence. Its 4 recorded licences (Financial Conduct Authority, U.S. Securities and Exchange Commission (SEC), FINRA) should be evaluated for cross-border passporting and local solicitation rules.
What is XTX Markets's institutional risk classification, enforcement exposure, and score profile?
XTX Markets carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.0, risk & licensing: 6.0, brand: 6.0, market influence: 6.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to XTX Markets's platforms, entity structure, and complaints?
Before allocating capital or executing trades with XTX Markets, institutional and retail allocators should: (1) confirm the domain (xtxmarkets.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Conduct Authority.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from VolSurface Desk relevant to XTX Markets's supervisory scope.
Second-Order Greeks & Hedging
FINRA Rule 4210 Portfolio Margin vs. Reg T Strategy-Based Options Haircuts: Dealer Delta/Gamma Hedging Equations & E-Mini S&P 500 Futures Impact (15.0% Broad-Based Index Stress Range Benchmark)
FINRA Rule 4210 Portfolio Margin vs. Reg T Strategy-Based Options Haircuts (PORTFOLIO-MARGIN-TIMS) stands at 15.0% (Broad-Based Index Stress Range) (Source: FINRA / OCC Portfolio Margin, 2026-10-20), governing intraday f
OCC Margin & Dispersion Desk
FINRA Rule 4210 Portfolio Margin vs. Reg T Strategy-Based Options Haircuts: Partial Derivative Formulas, Scaling Units & Tenor Surface Grid (15.0% Broad-Based Index Stress Range Benchmark)
FINRA Rule 4210 Portfolio Margin vs. Reg T Strategy-Based Options Haircuts (PORTFOLIO-MARGIN-TIMS) stands at 15.0% (Broad-Based Index Stress Range) (Source: FINRA / OCC Portfolio Margin, 2026-10-20), governing exact Blac
0DTE Gamma & Volatility Surface
FINRA Rule 4210 Portfolio Margin vs. Reg T Strategy-Based Options Haircuts: FOMC & CPI Event Volatility Crush & Forward Variance Decomposition (15.0% Broad-Based Index Stress Range Benchmark)
FINRA Rule 4210 Portfolio Margin vs. Reg T Strategy-Based Options Haircuts (PORTFOLIO-MARGIN-TIMS) stands at 15.0% (Broad-Based Index Stress Range) (Source: FINRA / OCC Portfolio Margin, 2026-10-20), governing extracting
VIX Term Structure & Skew
FINRA Rule 4210 Portfolio Margin vs. Reg T Strategy-Based Options Haircuts: Constant-Maturity Contango Roll Drag & Backwardation Flip Triggers (15.0% Broad-Based Index Stress Range Benchmark)
FINRA Rule 4210 Portfolio Margin vs. Reg T Strategy-Based Options Haircuts (PORTFOLIO-MARGIN-TIMS) stands at 15.0% (Broad-Based Index Stress Range) (Source: FINRA / OCC Portfolio Margin, 2026-10-20), governing daily VX1-