Institution record
NCM Investment
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (futures, options and derivatives providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
SCATier-2 Securities and Commodities Authority | 20200000158 | Regulated | NCM FINANCIAL SERVICES L.L.C | 2023-07-19 | |
CMBTier-2 Capital Markets Board of Turkey | G-022(395) | Regulated | NCM Investment | — | |
CMATier-3 Capital Markets Authority | AP/2017/0009、AP/2019/0003 | Regulated | NCM Investment Company | 2017-07-02 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing NCM Investment against peer institutions in our futures, options and derivatives providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| NCM Investment (this record) | SCACMBCMA | 3 / 3 | Risk level not supplied | — | 0 |
| Equiti | CYSECFCAFSA+2 | 4 / 5 | Risk level not supplied | — | 1 |
| ATFX | FCACYSECASIC+1 | 4 / 4 | Risk level not supplied | — | 1 |
| MultiBank | MASCYSECASIC+1 | 4 / 4 | Risk level not supplied | — | 0 |
| bybit | CYSECFMAAFSA+5 | 4 / 8 | Risk level not supplied | — | 0 |
| AUS GLOBAL | ASICSCAFSC+2 | 3 / 5 | Risk level not supplied | — | 0 |
NCM Investment: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is NCM Investment's regulatory licence status and supervisory authorisation?
In our imported dataset, NCM Investment (legal entity reference: NCM Investment) holds 3 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: SCA (Securities and Commodities Authority) — licence 20200000158, status: regulated, Tier-2; CMB (Capital Markets Board of Turkey) — licence G-022(395), status: regulated, Tier-2; CMA (Capital Markets Authority) — licence AP/2017/0009、AP/2019/0003, status: regulated, Tier-3. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SCA, CMB, CMA public register.
Which of NCM Investment's jurisdictions and licences fall within this site's regulatory coverage?
NCM Investment is registered at Mezzanine Floor, Dar Al Awadi Tower Ahmad Al Jaber Street Sharq, Kuwait and tracked under our futures, options and derivatives providers scope based on its institutional service profile (CFDs, Indices, Forex, Stocks) rather than a domestic focus licence. Its 3 recorded licences (SCA, CMB, CMA) should be evaluated for cross-border passporting and local solicitation rules.
What is NCM Investment's institutional risk classification, enforcement exposure, and score profile?
NCM Investment carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to NCM Investment's platforms, entity structure, and complaints?
Before allocating capital or executing trades with NCM Investment, institutional and retail allocators should: (1) confirm the domain (ncminvest.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from VolSurface Desk relevant to NCM Investment's supervisory scope.
VIX Term Structure & Skew
Cboe SPX 0DTE Options Volume (59% Share) & Dealer Gamma Exposure (GEX): Partial Derivative Formulas, Scaling Units & Tenor Surface Grid (59.0% Share of SPX Options Volume Benchmark)
Cboe SPX 0DTE Options Volume (59% Share) & Dealer Gamma Exposure (GEX) (SPX-0DTE-GEX) stands at 59.0% (Share of SPX Options Volume) (Source: Cboe Global Markets, 2026-10-20), governing exact Black-Scholes-Merton analytic
Second-Order Greeks & Hedging
Vanna (dDelta/dVol) & Charm (dDelta/dTime) Second-Order Dealer Hedging: Partial Derivative Formulas, Scaling Units & Tenor Surface Grid (6.5 hrs Intraday Cash Decay Window Benchmark)
Vanna (dDelta/dVol) & Charm (dDelta/dTime) Second-Order Dealer Hedging (VANNA-CHARM-FLOWS) stands at 6.5 hrs (Intraday Cash Decay Window) (Source: Cboe Options Institute, 2026-10-20), governing exact Black-Scholes-Merton
OCC Margin & Dispersion Desk
OCC STANS 20-Minute Intraday Risk Snapshots & 0DTE Margin Add-On: Partial Derivative Formulas, Scaling Units & Tenor Surface Grid (20 min Intraday Monte Carlo Interval Benchmark)
OCC STANS 20-Minute Intraday Risk Snapshots & 0DTE Margin Add-On (OCC-STANS-MARGIN) stands at 20 min (Intraday Monte Carlo Interval) (Source: The Options Clearing Corporation, 2026-10-20), governing exact Black-Scholes-M
0DTE Gamma & Volatility Surface
Cboe VIX Futures Term Structure (VX1/VX2 Contango vs. Backwardation): Partial Derivative Formulas, Scaling Units & Tenor Surface Grid ($1,000 Standard VX Point Multiplier Benchmark)
Cboe VIX Futures Term Structure (VX1/VX2 Contango vs. Backwardation) (VIX-VX1-VX2-ROLL) stands at $1,000 (Standard VX Point Multiplier) (Source: Cboe Futures Exchange (CFE), 2026-10-20), governing exact Black-Scholes-Mer