Institution record
HTFX
HTFX Limited
- Source score
- —
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (futures, options and derivatives providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FCATier-1 In our coverage Financial Conduct Authority | 822279 | Regulated | HTFX Limited | 2019-03-25 | |
CYSECTier-2 In our coverage Cyprus Securities and Exchange Commission | 332/17 | Regulated | HTFX (EU) Ltd (EX CDG Global (EU) Ltd) | 2017-08-07 | |
VFSCOffshore Vanuatu Financial Services Commission | 700650 | Offshore | HTFX VU LIMITED | 2019-02-24 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing HTFX against peer institutions in our futures, options and derivatives providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| HTFX (this record) | FCACYSECVFSC | 2 / 3 | Risk level not supplied | — | 1 |
| Saxo | FCAFINMAMAS+5 | 8 / 8 | Risk level not supplied | — | 0 |
| CMCMarkets | FCAFMAIIROC+3 | 5 / 6 | Risk level not supplied | — | 0 |
| OANDA | IIROCNFAASIC+3 | 6 / 6 | Risk level not supplied | — | 0 |
| Plus500 | CYSECFSAASIC+3 | 6 / 6 | Risk level not supplied | — | 0 |
| Coinbase | FCAMASSEC+6 | 9 / 9 | Risk level not supplied | — | 1 |
HTFX: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is HTFX's regulatory licence status and supervisory authorisation?
In our imported dataset, HTFX (legal entity reference: HTFX Limited) holds 3 recorded licence entries, of which 2 carry a "regulated" status and 2 are marked regulated or registered: FCA (Financial Conduct Authority) — licence 822279, status: regulated, Tier-1; CYSEC (Cyprus Securities and Exchange Commission) — licence 332/17, status: regulated, Tier-2; VFSC (Vanuatu Financial Services Commission) — licence 700650, status: offshore, Offshore. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FCA, CYSEC, VFSC public register.
Which of HTFX's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on futures, options and derivatives providers. 2 of HTFX's 3 licence records fall directly within this jurisdictional mandate: FCA (licence 822279, regulated, entity: HTFX Limited); CYSEC (licence 332/17, regulated, entity: HTFX (EU) Ltd (EX CDG Global (EU) Ltd)). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is HTFX's institutional risk classification, enforcement exposure, and score profile?
HTFX carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 1 regulatory warning or complaint count, plus 1 translated complaint case in this slice. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to HTFX's platforms, entity structure, and complaints?
Before allocating capital or executing trades with HTFX, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from VolSurface Desk relevant to HTFX's supervisory scope.
Volatility Surface & Dealer Flow Mechanics
Vanna-Charm Second-Order Greeks Hedging Flows, S&P 500 25-Delta Skew Term Structure & Dealer OpEx Pin Risk Mechanics (2026 Quantitative Desk Manual)
Vanna and Charm hedging flows refer to the systematic delta-rebalancing trades executed by institutional options market makers in response to shifts in implied volatility (∂Δ/∂σ) and the passage of time (∂Δ/∂t). Across the S&P 500 (SPX) options complex—where average daily volume reached 3.34 million contracts [3.34 million contracts/day, Cboe Global Markets Market Statistics, Q3 2026]—dealer net short downside put positioning and 0DTE gamma concentration drive up to $42.8 billion in deterministic end-of-day futures rebalancing per 1% underlying move [$42.8 billion notional delta flow, Options Clearing Corporation (OCC) Cleared Contract Report, September 2026].
Second-Order Greeks & Hedging
Cboe SPX 0DTE Options Volume (59% Share) & Dealer Gamma Exposure (GEX): Correlation Spike Stress Audit & Institutional Dispersion Unwinds (59.0% Share of SPX Options Volume Benchmark)
Cboe SPX 0DTE Options Volume (59% Share) & Dealer Gamma Exposure (GEX) (SPX-0DTE-GEX) stands at 59.0% (Share of SPX Options Volume) (Source: Cboe Global Markets, 2026-10-20), governing index variance vs. constituent sing
OCC Margin & Dispersion Desk
Vanna (dDelta/dVol) & Charm (dDelta/dTime) Second-Order Dealer Hedging: Correlation Spike Stress Audit & Institutional Dispersion Unwinds (6.5 hrs Intraday Cash Decay Window Benchmark)
Vanna (dDelta/dVol) & Charm (dDelta/dTime) Second-Order Dealer Hedging (VANNA-CHARM-FLOWS) stands at 6.5 hrs (Intraday Cash Decay Window) (Source: Cboe Options Institute, 2026-10-20), governing index variance vs. constit
Second-Order Greeks & Hedging
OCC STANS 20-Minute Intraday Risk Snapshots & 0DTE Margin Add-On: Dealer Delta/Gamma Hedging Equations & E-Mini S&P 500 Futures Impact (20 min Intraday Monte Carlo Interval Benchmark)
OCC STANS 20-Minute Intraday Risk Snapshots & 0DTE Margin Add-On (OCC-STANS-MARGIN) stands at 20 min (Intraday Monte Carlo Interval) (Source: The Options Clearing Corporation, 2026-10-20), governing intraday futures reba
