Institution record
GTC
GTC Global Trade Capital Ltd
- Source score
- —
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (futures, options and derivatives providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
ASICTier-1 In our coverage Australian Securities and Investments Commission | 000496371 | Regulated | GTC GLOBAL PTY LTD | 2017-07-07 | |
VFSCOffshore Vanuatu Financial Services Commission | 40354 | Offshore | GTC GLOBAL TRADE CAPITAL CO. LIMITED | 2023-06-02 | |
FSCOffshore Financial Services Commission, Mauritius | GB22200292 | Regulated | GTC GLOBAL LTD | 2022-06-03 | |
SCATier-2 Securities and Commodities Authority | 988925 | Regulated | GTC MULTI TRADING DMCC | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing GTC against peer institutions in our futures, options and derivatives providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| GTC (this record) | ASICVFSCFSC+1 | 3 / 4 | Risk level not supplied | — | 1 |
| Saxo | FCAFINMAMAS+5 | 8 / 8 | Risk level not supplied | — | 0 |
| OANDA | IIROCNFAASIC+3 | 6 / 6 | Risk level not supplied | — | 0 |
| Plus500 | CYSECFSAASIC+3 | 6 / 6 | Risk level not supplied | — | 0 |
| Forex | FSANFAFCA+2 | 5 / 5 | Risk level not supplied | — | 1 |
| IB | MASIIROCFSA+2 | 5 / 5 | Risk level not supplied | — | 0 |
GTC: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is GTC's regulatory licence status and supervisory authorisation?
In our imported dataset, GTC (legal entity reference: GTC Global Trade Capital Ltd) holds 4 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 000496371, status: regulated, Tier-1; VFSC (Vanuatu Financial Services Commission) — licence 40354, status: offshore, Offshore; FSC (Financial Services Commission, Mauritius) — licence GB22200292, status: regulated, Offshore; SCA (Securities and Commodities Authority) — licence 988925, status: regulated, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC, VFSC, FSC public register.
Which of GTC's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on futures, options and derivatives providers. 1 of GTC's 4 licence records fall directly within this jurisdictional mandate: ASIC (licence 000496371, regulated, entity: GTC GLOBAL PTY LTD). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is GTC's institutional risk classification, enforcement exposure, and score profile?
GTC carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 1 regulatory warning or complaint count, plus 1 translated complaint case in this slice. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to GTC's platforms, entity structure, and complaints?
Before allocating capital or executing trades with GTC, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from VolSurface Desk relevant to GTC's supervisory scope.
OCC Margin & Dispersion Desk
OCC STANS 20-Minute Intraday Risk Snapshots & 0DTE Margin Add-On: Partial Derivative Formulas, Scaling Units & Tenor Surface Grid (20 min Intraday Monte Carlo Interval Benchmark)
OCC STANS 20-Minute Intraday Risk Snapshots & 0DTE Margin Add-On (OCC-STANS-MARGIN) stands at 20 min (Intraday Monte Carlo Interval) (Source: The Options Clearing Corporation, 2026-10-20), governing exact Black-Scholes-M
OCC Margin & Dispersion Desk
SPX 25-Delta Put-Call Skew, Risk Reversals & Cboe SKEW Index Tail Pricing: Partial Derivative Formulas, Scaling Units & Tenor Surface Grid (148.5 Cboe SKEW Index Level Benchmark)
SPX 25-Delta Put-Call Skew, Risk Reversals & Cboe SKEW Index Tail Pricing (SPX-25D-SKEW) stands at 148.5 (Cboe SKEW Index Level) (Source: Cboe Exchange, 2026-10-20), governing exact Black-Scholes-Merton analytical deriva
VIX Term Structure & Skew
Over-the-Counter SPX Variance Swaps vs. Corridor Variance & Vega Notional: Correlation Spike Stress Audit & Institutional Dispersion Unwinds (σ² - K² Variance Payoff Scaling Benchmark)
Over-the-Counter SPX Variance Swaps vs. Corridor Variance & Vega Notional (VARIANCE-SWAPS) stands at σ² - K² (Variance Payoff Scaling) (Source: ISDA Equity Derivatives Definitions, 2026-10-20), governing index variance v
VIX Term Structure & Skew
Cboe SPX 0DTE Options Volume (59% Share) & Dealer Gamma Exposure (GEX): Partial Derivative Formulas, Scaling Units & Tenor Surface Grid (59.0% Share of SPX Options Volume Benchmark)
Cboe SPX 0DTE Options Volume (59% Share) & Dealer Gamma Exposure (GEX) (SPX-0DTE-GEX) stands at 59.0% (Share of SPX Options Volume) (Source: Cboe Global Markets, 2026-10-20), governing exact Black-Scholes-Merton analytic