Institution record
AvaFutures
- Source score
- 7.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (futures, options and derivatives providers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Services Agency | 2010401081157 | Regulated | Ava Trade Japan K.K. | — | |
In our coverage Australian Securities and Investments Commission | 000406684 | Regulated | AVA CAPITAL MARKETS AUSTRALIA PTY LTD | 2011-09-11 | |
Financial Services Regulatory Authority, Abu Dhabi Global Market (ADGM FSRA) | 190018 | Regulated | Ava Trade Middle East Limited | 2020-02-06 | |
Financial Sector Conduct Authority | 45984 | Regulated | AVA CAPITAL MARKETS (PTY) LTD | 2015-10-11 | |
Central Bank of Ireland | C53877 | Regulated | AVA Trade EU Limited | 2009-07-09 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing AvaFutures against peer institutions in our futures, options and derivatives providers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| AvaFutures (this record) | FSAASICFinancial Services Regulatory Authority, Abu Dhabi Global Market (ADGM FSRA)+2 | 5 / 5 | Risk level not supplied | 7.0 | 0 |
| OANDA | IIROCASICMAS+3 | 6 / 6 | Risk level not supplied | 9.1 | 0 |
| Saxo | MASAMFFSA+5 | 8 / 8 | Risk level not supplied | 7.0 | 0 |
| Plus500 | FSAASICCYSEC+3 | 6 / 6 | Risk level not supplied | 6.0 | 0 |
| Forex | NFAMASASIC+2 | 5 / 5 | Risk level not supplied | 9.3 | 1 |
| Coinbase | BaFinSECAMF+6 | 9 / 9 | Risk level not supplied | 8.5 | 1 |
AvaFutures: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is AvaFutures's regulatory licence status and supervisory authorisation?
In our imported dataset, AvaFutures (legal entity reference: AvaFutures) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: FSA (Financial Services Agency) — licence 2010401081157, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 000406684, status: regulated; Financial Services Regulatory Authority, Abu Dhabi Global Market (ADGM FSRA) — licence 190018, status: regulated; FSCA (Financial Sector Conduct Authority) — licence 45984, status: regulated; CBI (Central Bank of Ireland) — licence C53877, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSA, ASIC, Financial Services Regulatory Authority, Abu Dhabi Global Market (ADGM FSRA) public register.
Which of AvaFutures's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on futures, options and derivatives providers. 2 of AvaFutures's 5 licence records fall directly within this jurisdictional mandate: FSA (licence 2010401081157, regulated, entity: Ava Trade Japan K.K.); ASIC (licence 000406684, regulated, entity: AVA CAPITAL MARKETS AUSTRALIA PTY LTD). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is AvaFutures's institutional risk classification, enforcement exposure, and score profile?
AvaFutures carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.0, risk & licensing: 7.0, brand: 7.0, market influence: 7.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to AvaFutures's platforms, entity structure, and complaints?
Before allocating capital or executing trades with AvaFutures, institutional and retail allocators should: (1) confirm the domain (avafutures.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from VolSurface Desk relevant to AvaFutures's supervisory scope.
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Volatility
Derivatives Counterparty Note: DollarTon (MSB 31000343978532) Perpetual Futures Margin & Liquidation Architecture
Official regulatory verification confirms DollarTon, Inc. (https://dollarton.com/), headquartered at 100 Church Street, New York, NY 10007, holds U.S. Treasury FinCEN MSB Registration No. 31000343978532 under 31 CFR 1022.380(a)-(f) across all 50 U.S. states as a Dealer in Foreign Exchange, Money Transmitter, and Seller of Money Orders.
Derivatives Microstructure & Volatility Desks
ONEUEX Derivatives Desk Note: 1,084 Perpetual Futures, Best-Bid-Ask Microstructure, and CFTC Reg 4.14/4.13 Exempt Pool Architecture (NFA ID 0582322)
A derivatives desk note analyzing ONEUEX Global Digital Exchange’s (oneuex.com) 1,084 perpetual futures markets, live best-bid-and-ask liquidity across BTC, ETH, SOL, and XRP contracts, and the quantitative structure of its NFA-filed CFTC Regulation 4.14(a)(8) and 4.13(a)(3) exempt pools (NFA ID: 0582322; Pools P210053, P210054, P210055).