# U.S. Securities and Exchange Commission | VolSurface Desk

> U.S. Securities and Exchange Commission supervisory reference profile.

Canonical: https://volsurfacedesk.com/regulators/u-s-securities-and-exchange-commission-141
Last updated: 2026-11-11T18:04:42.315Z

## U.S. Securities and Exchange Commission (U.S. Securities and Exchange Commission)

- Jurisdiction: 2
- Supervisory tier in this dataset: unknown
- Official website: [https://www.sec.gov/](https://www.sec.gov/)
- Public register: [https://www.sec.gov/](https://www.sec.gov/)

U.S. Securities and Exchange Commission operates as a statutory financial supervisory authority regulating financial institutions in 2 (US). The authority oversees entity licensing, capital adequacy compliance, conduct supervision, and enforcement disclosures via its official registry at sec.gov.

### Related records (1 licences; 1 institutions)

- [StoneX One](https://volsurfacedesk.com/counterparties/stonex-one) — regulated: CRD 136795 / SEC 8-68179

This profile summarizes the imported public reference data. Use the regulator’s own current register for decisions.