# ASIC | VolSurface Desk

> Australian Securities and Investments Commission supervisory reference profile.

Canonical: https://volsurfacedesk.com/regulators/asic
Last updated: 2026-11-12T23:48:03.784Z

## ASIC (Australian Securities and Investments Commission)

- Jurisdiction: 5
- Supervisory tier in this dataset: unknown
- Official website: [https://asic.gov.au/](https://asic.gov.au/)
- Public register: [https://asic.gov.au/](https://asic.gov.au/)

Australian Securities and Investments Commission (ASIC) operates as a statutory financial supervisory authority regulating financial institutions in 5 (AU). The authority oversees entity licensing, capital adequacy compliance, conduct supervision, and enforcement disclosures via its official registry at asic.gov.au.

### Related records (7 licences; 7 institutions)

- [AvaTrade](https://volsurfacedesk.com/counterparties/avatrade) — regulated: 406684
- [Axion Trade](https://volsurfacedesk.com/counterparties/axion-trade) — cancelled: 001293799
- [OANDA](https://volsurfacedesk.com/counterparties/oanda) — regulated: 412981
- [PLOTIO](https://volsurfacedesk.com/counterparties/plotio) — regulated: 528971
- [RockGlobal](https://volsurfacedesk.com/counterparties/rockglobal) — regulated: 282288
- [Saxo](https://volsurfacedesk.com/counterparties/saxo) — regulated: 280372
- [StoneX One](https://volsurfacedesk.com/counterparties/stonex-one) — regulated: 345646

This profile summarizes the imported public reference data. Use the regulator’s own current register for decisions.